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- Custodian
- Ascensus · Charles Schwab & Company · Vanguard
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-13-2008
- Office Locations
- 1
Office Locations
About Eastwind Capital Wealth Management
Eastwind Capital Wealth Management is an independent, fiduciary, state-registered RIA in Westerville, Ohio using a family office approach for multi-generational households. The team delivers retirement income, tax-aware planning, estate/legacy and insurance coordination alongside portfolio construction. Portfolios are built primarily with ETFs and mutual funds, with a risk-management lens; custody includes Charles Schwab and Vanguard. BBB-accredited.
Reported data analysis
What the numbers show
Between June 1, 2011 and May 7, 2012, reported AUM decreased 27.8%, from $178.7M to $128.9M.
Of the latest reported AUM, 45.2% is discretionary and 54.8% is non-discretionary.
The firm reports 3 advisory representatives and 324 clients, or 108 clients per representative. That equates to $291.7K in reported AUM per client.
The profile lists 1 reported office location and 18 years in operation. The source data was last updated on February 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
PHILLIP MICHAEL VALLEY
Chief Compliance Officer, Founder, Manager
- CRD
- #2748315
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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GRAHAM DAVID GUTHRIE
Investment Advisor Representative
- CRD
- #6438354
DAVID BRIAN LENNOX
Investment Advisor Representative
- CRD
- #1855993
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $94,521,521 | $86,409 |
| Non-Discretionary | $0 | $89,848 |
| Total | $94,521,521 | $88,259 |
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Separately Managed Accounts
SMA allocation detail is available
Eastwind Capital Wealth Management has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.