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Emerald Asset Management, Inc.

Emerald Asset Management, Inc.. CRD 174691

Emerald Asset Management, Inc. logo

CRD: 174691

Emerald Asset Management, Inc.

$120.8M Total AUM
$117.7M Disc. AUM
-- 3Y CAGR
2 Employees
170 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Raymond James ยท US Bank
Clients
Retail and Institutional
Platforms
--
Established Date
01-27-2015
Office Locations
1

Office Locations

2343 Professional Drive Suite B Rocky Mount NC

About Emerald Asset Management, Inc.

Emerald Asset Management is a boutique fiduciary RIA in Rocky Mount, NC serving successful individuals, families, and institutions. An investment-first firm, it manages portfolios in-house with security selection, risk management, and tax efficiency across stocks, bonds, and alternatives (with meaningful ETF use). It also provides tax-aware financial planning and portfolio reviews focused on retirement and legacy goals. Founded and led by James Tharin, CFA (30+ years experience).

Team overview

-- AVG AGE
$60.4M AVG AUM / ADVISOR
$710.4K AVG AUM / CLIENT
6.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
11yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

JAMES BLAKE THARIN

JAMES BLAKE THARIN

Chief Compliance Officer, Chief Investment Officer, Owner, President

CRD
#2187988
Ownership
75% or more
Available
Available
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Contacts

W

WILLIAM TYLER GUPTON

--

CRD
#5812173
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-02-2025
03-10-2026
Category Assets AVG. Account size
Discretionary $117,713,575 $282,287
Non-Discretionary $3,047,651 $435,379
Total $120,761,226 $284,814

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Private Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Private Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

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