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Empirical Wealth Management

Empirical Wealth Management. CRD 152622

Empirical Wealth Management logo

CRD: 152622

Empirical Wealth Management

$8.4B Total AUM
$8.4B Disc. AUM
-- 3Y CAGR
94 Employees
2,400 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Inspira Financial Trust · LLC · TD Ameritrade
Clients
Retail and Institutional
Established Date
06-18-2010
Office Locations
18

Office Locations

11100 NE 8TH Street Suite 820 Bellevue WA
11150 West Olympic Blvd Suite 1180 LOS Angeles CA
1300 S EL Camino Real SAN Mateo CA

About Empirical Wealth Management

Empirical Wealth Management is an independent, employee-owned fiduciary serving high-net-worth individuals with complex financial needs. The firm takes a holistic, multi-disciplinary approach that integrates wealth planning and portfolio management, using a goal-based returns framework that factors taxes, fees, inflation, liquidity, laws, and risk. Investment implementation is heavily ETF-based, alongside public funds and municipal/investment-grade bonds. Founded 2006 in Seattle.

Reported data analysis

What the numbers show

Between December 8, 2025 and June 3, 2026, reported AUM increased 25.8%, from $6.7B to $8.4B.

Across 5 reported observations, AUM increased 102.3% between July 7, 2022 and June 3, 2026, from $4.2B to $8.4B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 57 advisory representatives and 2,400 clients, or 42.1 clients per representative. That equates to $3.5M in reported AUM per client.

The profile lists 18 reported office locations and 16 years in operation. The source data was last updated on July 29, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

38 AVG AGE
$147.9M AVG AUM / ADVISOR
$3.5M AVG AUM / CLIENT
4.3 yrs AVG TENURE
94 Employees
57 Advisory Reps
61 RIA Reps
16yrs Firm Age

Additional firm insights

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Available data coverage

  • Accredited Investors
  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

KENNETH ROBERT SMITH

KENNETH ROBERT SMITH

Chief Executive Officer, Financial Advisor, General Partner

CRD
#2598986
Ownership
50% but less than 75%
LORNE DAVID ENQUIST

LORNE DAVID ENQUIST

Chief Financial Officer, Principal

CRD
#5270619
Ownership
10% but less than 25%

Showing 2 of 12 owners & executives

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Contacts

E

Eric Arndt

Financial Advisor, General Partner

CRD
#7097052
J

Jordan Alexander Arreola

Associate Financial Advisor

CRD
#7951866

Showing 2 of 72 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-07-2022
08-23-2023
03-28-2024
12-08-2025
06-03-2026
Category Assets AVG. Account size
Discretionary $8,425,771,219 $969,706
Non-Discretionary $3,197,054 $3,197,054
Total $8,428,968,273 $969,962

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Separately Managed Accounts

SMA allocation detail is available

Empirical Wealth Management has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Empirical Wealth Management's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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