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EPS Wealth Management

EPS Wealth Management. CRD 158468

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CRD: 158468

EPS Wealth Management

Glendale, AZ
6235373657
$37.5M Total AUM
$37.5M Disc. AUM
-- 3Y CAGR
8 Employees
304 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
02-28-2012
Office Locations
2

Office Locations

-- Clarkdale AZ
-- Glendale AZ

About EPS Wealth Management

EPS Wealth Management is an independent Arizona firm serving individuals and families focused on retirement. The team (including CFP professionals) delivers holistic planning and wealth management—investment planning, income and tax-efficient retirement strategies, Medicare and long-term care planning, and legacy/estate coordination—often pairing portfolios with insurance solutions aimed at guaranteed lifetime income and asset protection. Public filings indicate ETF-heavy SMA allocations and Schwab custody.

Team overview

-- AVG AGE
$18.8M AVG AUM / ADVISOR
$123.4K AVG AUM / CLIENT
8.9 yrs AVG TENURE
8 Employees
2 Advisory Reps
2 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Vector insight Alpha Eagle foundation Summit

Client Personas

Horizon frontier

Investment Themes

North value Fusion prime Pioneer

Investment Vehicles

Signal matrix

Services

Wave Fusion Capital vector Oak Eagle Zenith Unison legacy Legacy

Owner & Executives

JAMES LEE TEWALT

JAMES LEE TEWALT

Founder, Managing Member

CRD
#1356114
Ownership
75% or more
(872) 295-4793
frontier.zenith@oakcapital.com
in linkedin.com/in/capital-oak

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Contacts

C

CHRISTINE CARLTON

President

CRD
#4822106
(676) 321-4425
capital.beacon@signalcapital.com
in linkedin.com/in/summit-legacy
A

Alex G Miller

--

CRD
#2682752
(321) 866-8562
bridge.wave@fusioncapital.com
in linkedin.com/in/alpha-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $37,500,000 --
Non-Discretionary $0 --
Total $37,500,000 --

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Separately Managed Accounts

Total SMA Asset: $37,500,000

$37.5M Total SMA
Equity - Exchange:
14.7%
Corporate - Investment Grade:
9.8%
Corporate - Non-Investment Grade:
13.9%
Equity - OTC:
17.1%
Public Funds:
13.5%
Cash:
15.2%
Municipal Bonds:
8.6%
Other:
7.2%
Asset class Assets Assets %
Equity - Exchange $794,692,656 14.7%
Corporate - Investment Grade $529,795,104 9.8%
Corporate - Non-Investment Grade $751,444,076 13.9%
Equity - OTC $924,438,395 17.1%
Public Funds $729,819,786 13.5%
Cash $821,723,018 15.2%
Municipal Bonds $464,922,234 8.6%
Other $389,237,219 7.2%
Total $5,406,072,488 100.0%

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