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Equity Services, Inc.

Equity Services, Inc.. CRD 265

Equity Services, Inc. logo

CRD: 265

Equity Services, Inc.

Montpelier, VT, 05604
8003447437
www.equity-services.com
$2.8B Total AUM
$1.1B Disc. AUM
6.5% 3Y CAGR
500 Employees
12,789 ADV. Clients
61 yrs Firm Age

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Firm Details

Custodian
Broadridge · Fidelity/NFS · SEI
Clients
Retail and Institutional
Platforms
Focus focusAlpha +more
Established Date
09-30-1964
Office Locations
261

Office Locations

1 N. Franklin ST STE 3450 Chicago IL
100 Dorset Street Suite 14 South Burlington VT
100 E Campus View Blvd Suite 125 Columbus OH

About Equity Services, Inc.

Equity Services, Inc. is an advisor-focused firm supporting financial professionals with a personal, relationship-driven experience, including responsive operations, collaborative compliance, and a solutions-oriented business development team that provides sales and marketing resources. The platform supports planning and portfolio construction using ETFs and mutual funds, alongside insurance/annuity solutions. Notable for its Field Advisory Committee and emphasis on software integrations to save advisors time.

Team overview

51 AVG AGE
$6.0M AVG AUM / ADVISOR
$217.2K AVG AUM / CLIENT
8.8 yrs AVG TENURE
500 Employees
460 Advisory Reps
495 RIA Reps
61yrs Firm Age

Insights

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Asset Classes

Fusion Unison Meridian fusion

Custodian

Vertex

Investment Themes

Delta Momentum Bridge ember Peak

Investment Vehicles

Ember fusion

Platform

Timber eagle Momentum

Services

Glacier Vector Signal Focus Catalyst element

Technology

Pathway ember Peak element Pathway Alpha

Owner & Executives

M

MEHRAN ASSADI

Chairman Of The Board, Chief Operating Officer, DIRECTOR

CRD
#5270638
Ownership
Less than 5%
(207) 519-8491
atlas.focus@optimacapital.com
in linkedin.com/in/value-eagle
R

ROBERT EARL COTTON

Chief Operating Officer, DIRECTOR

CRD
--
Ownership
Less than 5%
(220) 645-5661
peak.vital@timbercapital.com
in linkedin.com/in/pathway-north
L

Legacy vector

Optima radial signal

CRD
#23387
Ownership
28.4%
(463) 717-7090
capital.vital@ridgecapital.com
in linkedin.com/in/radial-north

Showing 2 of 12 owners & executives

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Contacts

M

MACKENZIE ROBERT ABBATE

Associate General Agent

CRD
#7270982
(308) 254-4665
north.harbor@matrixcapital.com
in linkedin.com/in/momentum-momentum
NICHOLAS WILLIAM ABBATE

NICHOLAS WILLIAM ABBATE

Associate General Agent

CRD
#7324294
(879) 340-4388
focus.focus@atlascapital.com
in linkedin.com/in/oak-north
M

Momentum unison

Delta vital

CRD
#56495
(224) 628-3425
matrix.beacon@signalcapital.com
in linkedin.com/in/summit-ridge

Showing 2 of 774 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-10-2022
10-17-2023
12-04-2024
09-23-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,141,036,641 $322,509
Non-Discretionary $1,636,317,328 $185,083
Total $2,777,353,969 $224,360

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Separately Managed Accounts

Total SMA Asset: $2,777,353,969

$2.8B Total SMA
Equity - Exchange:
35.5%
Public Funds:
24.7%
Corporate - Investment Grade:
20.2%
Municipal Bonds:
19.6%
Asset class Assets Assets %
Equity - Exchange $2,805,297,314 35.5%
Public Funds $1,951,854,751 24.7%
Corporate - Investment Grade $1,596,253,683 20.2%
Municipal Bonds $1,548,840,206 19.6%
Total $7,902,245,954 100.0%

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