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- Custodian
- Fidelity/NFS ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-07-2003
- Office Locations
- 3
Office Locations
About Essex Financial Services, Inc.
Essex Financial is a Connecticut-based wealth management firm with offices in Essex, Farmington, Madison, and Southport. The team delivers comprehensive, personalized financial planning and retirement-focused strategies, helping individuals, families, and business owners coordinate multiple accounts to build and protect long-term wealth and legacy goals. Portfolios are commonly implemented with ETFs and public funds, with custody through Fidelity/NFS and Pershing.
Reported data analysis
What the numbers show
Reported AUM was unchanged at $4.2B between December 24, 2025 and August 25, 2026.
Across 5 reported observations, AUM increased 35.2% between December 26, 2021 and August 25, 2026, from $3.1B to $4.2B.
Of the latest reported AUM, 77.9% is discretionary and 22.1% is non-discretionary.
The firm reports 42 advisory representatives and 2,964 clients, or 70.6 clients per representative. That equates to $1.4M in reported AUM per client.
The profile lists 3 reported office locations and 23 years in operation. The source data was last updated on August 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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The full Essex Financial Services, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JOHN BAUER
Chairman, DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
MARY EMELIA BOONE
DIRECTOR, Financial Advisor
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 8 owners & executives
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STEPHEN WORTH BATES
Financial Advisor, General Partner
- CRD
- #2373075
Julie Belknap Bauman
Financial Advisor, General Partner
- CRD
- #3018508
Showing 2 of 38 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,247,330,333 | $506,051 |
| Non-Discretionary | $922,653,781 | $1,270,873 |
| Total | $4,169,984,114 | $583,786 |
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Separately Managed Accounts
SMA allocation detail is available
Essex Financial Services, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Essex Financial Services, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.