CRD: 149991
Essex Private Wealth Management LLC
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- Custodian
- American Funds · Capital Group · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- PathwayAlpha +more
- Established Date
- 09-09-2009
- Office Locations
- 2
Office Locations
About Essex Private Wealth Management LLC
Essex Private Wealth Management provides investment advising and comprehensive wealth management built around long-term financial planning. The team aligns portfolios to clients’ risk tolerance, income needs, time horizons, and objectives, then manages investments on an ongoing basis. They coordinate with clients’ tax and estate professionals and primarily implement with public funds, including mutual funds and ETFs (custody includes Fidelity/NFS).
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
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Technology
Owner & Executives
PETER EARL MULHOLLAND
Chief Compliance Officer, Chief Investment Officer, Investment Advisor, SENIOR FINANCIAL ADVISOR
- CRD
- #2213796
- Ownership
- Less than 5%
BRIAN ANDREW WOODLAND
--
- CRD
- #2263508
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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JAMES DAVID BAGA
Investment Advisor
- CRD
- #1691122
Victor Kester, Jr.
--
- CRD
- #5899814
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $316,178,550 | $410,089 |
| Non-Discretionary | $14,362,631 | $552,409 |
| Total | $330,541,181 | $414,732 |
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Separately Managed Accounts
Total SMA Asset: $330,541,181
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,555,311,484 | 19.4% |
| Cash | $1,924,096,681 | 24.0% |
| Equity - Exchange | $1,988,233,237 | 24.8% |
| Equity - OTC | $1,266,696,982 | 15.8% |
| Private Funds | $1,282,731,122 | 16.0% |
| Total | $8,017,069,506 | 100.0% |
13F Holdings | Q3 2024
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| QUANTUM RIDGE | SIGNAL SUMMIT | EYCXAOC8I | FTQTF | 12.23% | $56,181,882 |
| EAGLE OAK LEGACY | RIDGE GLACIER | VGDYYGFW9 | UWJI | 9.49% | $23,456,782 |
| ZENITH CREST | UNISON VERTEX | GFKKTCNJW | EFP | 8.00% | $22,498,305 |
| INSIGHT MATRIX EAGLE | TIMBER NORTH | 9QX4EWWT8 | PMV | 3.01% | $7,811,804 |
| GLACIER INSIGHT DELTA | FUSION LEGACY | 9S4DWTRZV | LCXNL | 11.20% | $27,768,583 |
| PIONEER MOMENTUM HARBOR | VECTOR VITAL | LKQQF75DM | TPB | 3.90% | $31,067,710 |
| HARBOR CAPITAL | DELTA BRIDGE | 82Y1S6E6O | JWR | 9.14% | $104,629,555 |
| CAPITAL RADIAL ATLAS | PRIME RIDGE | ATBA91CH3 | XZV | 9.11% | $71,252,043 |