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- Custodian
- Charles Schwab & Company · Fidelity/NFS · State Street
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-01-2021
- Office Locations
- 1
Office Locations
About Ethos Capital Management, Inc.
Ethos Capital Management is an SEC-registered RIA serving individuals and families preparing for or living in retirement. As fiduciary advisors, they build comprehensive retirement strategies—income planning, investment management, tax, healthcare, and estate planning—using their Ethos Peak framework. The team includes CFP professionals and supports clients via hybrid offices in Newtown, PA and Princeton, NJ plus secure virtual meetings nationwide.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
NOREEN HARRIETTE TOTO
--
- CRD
- --
- Ownership
- 50% but less than 75%
STEVEN JOSEPH TOTO
Chief Compliance Officer, Partner, President
- CRD
- #1698379
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
Unlock allContacts
SEAN MICHAEL CONNER
Associate
- CRD
- #4475108
Gregory Michael Lichtenstein
Investment Advisor Representative
- CRD
- #7138993
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $155,381,974 | $335,598 |
| Non-Discretionary | $0 | -- |
| Total | $155,381,974 | $335,598 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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