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- Custodian
- Charles Schwab & Company · Citibank · Interactive Brokers · US Bank
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-02-2022
- Office Locations
- 23
Office Locations
About Ethos Financial Group, LLC
Ethos Financial Group, LLC is an RIA based in King of Prussia, PA serving retail and institutional clients, with a focus on entrepreneurs. The firm provides asset management and portfolio construction alongside tax planning, business-succession and insurance planning. Portfolios commonly use ETFs and mutual funds with broader asset-allocation mandates that can include fixed income and alternatives such as real estate and private placements. Custody includes Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JAMES WILLIAM JUDGE IV
--
- CRD
- #4818175
- Ownership
- 25% but less than 50%
DANIEL COOK GUY
Chief Compliance Officer, Partner
- CRD
- #6369748
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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ALAN BACA
Chief Executive Officer
- CRD
- #6111890
Robert J. Bagonis
Partner
- CRD
- --
Showing 2 of 44 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,913,267,161 | $403,388 |
| Non-Discretionary | $230,818,584 | $57,704,646 |
| Total | $2,144,085,745 | $451,672 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Private Funds | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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