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- Custodian
- Charles Schwab & Company · Citibank · Interactive Brokers · US Bank
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 06-02-2022
- Office Locations
- 20
Office Locations
About Ethos Financial Group, LLC
Ethos Financial Group, LLC is an RIA based in King of Prussia, PA serving retail and institutional clients, with a focus on entrepreneurs. The firm provides asset management and portfolio construction alongside tax planning, business-succession and insurance planning. Portfolios commonly use ETFs and mutual funds with broader asset-allocation mandates that can include fixed income and alternatives such as real estate and private placements. Custody includes Charles Schwab.
Reported data analysis
What the numbers show
Between December 11, 2025 and July 7, 2026, reported AUM increased 4.0%, from $2.1B to $2.1B.
Across 5 reported observations, AUM increased 256.8% between December 12, 2022 and July 7, 2026, from $601.0M to $2.1B.
Of the latest reported AUM, 89.2% is discretionary and 10.8% is non-discretionary.
The firm reports 33 advisory representatives and 1,814 clients, or 55 clients per representative. That equates to $1.2M in reported AUM per client.
The profile lists 20 reported office locations and 4 years in operation. The source data was last updated on August 12, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Ethos Financial Group, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JAMES WILLIAM JUDGE IV
--
- CRD
- #4818175
- Ownership
- 25% but less than 50%
DANIEL COOK GUY
Partner, Trading and Investments
- CRD
- #6369748
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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ALAN BACA
Chief Executive Officer
- CRD
- #6111890
ROBERT J BAGONIS Jr.
Partner
- CRD
- #5853145
Showing 2 of 41 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,913,267,161 | $403,388 |
| Non-Discretionary | $230,818,584 | $57,704,646 |
| Total | $2,144,085,745 | $451,672 |
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Separately Managed Accounts
SMA allocation detail is available
Ethos Financial Group, LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Ethos Financial Group, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.