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Falcon Wealth Planning, Inc.

Falcon Wealth Planning, Inc.. CRD 174092

Falcon Wealth Planning, Inc. logo

CRD: 174092

Falcon Wealth Planning, Inc.

$1.9B Total AUM
$1.9B Disc. AUM
49.3% 3Y CAGR
42 Employees
1,596 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
03-04-2015
Office Locations
8

Office Locations

1 Trans AM Plaza DR1 Oakbrook Terrace IL
1166 E Warner RD STE 101w Gilbert AZ
2030 Main ST 13th FL Irvine CA

About Falcon Wealth Planning, Inc.

Falcon Wealth Planning is an SEC-registered, fee-only RIA providing objective, fiduciary wealth management with a heavy tax-planning focus. The team (CFP professionals; NAPFA-registered firm) serves everyday Americans nationwide, including business owners and pre-retirees, with investment, retirement, and estate planning. Portfolios are overseen by an investment committee that meets quarterly; custody includes Schwab and Fidelity.

Team overview

42 AVG AGE
$80.0M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
3.7 yrs AVG TENURE
42 Employees
24 Advisory Reps
24 RIA Reps
11yrs Firm Age

Insights

Available
Available
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Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RAY RAMOS BARTOLOME

RAY RAMOS BARTOLOME

CHIEF OPERATING OFFICER, Financial Advisor

CRD
#3214117
Ownership
Less than 5%
Available
Available
Available
Peter Fredrick Gautreau

Peter Fredrick Gautreau

Chief Financial Officer, Partner

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

JAMIL MOUSSA ABDULLAH

JAMIL MOUSSA ABDULLAH

Associate Planner

CRD
#6101534
Available
Available
Available
Dave Anthony Boothe Jr.

Dave Anthony Boothe Jr.

Financial Planner

CRD
#6878961
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-13-2022
11-08-2023
11-14-2024
12-03-2025
06-11-2026
Category Assets AVG. Account size
Discretionary $1,865,546,404 $342,679
Non-Discretionary $54,227,482 $542,275
Total $1,919,773,886 $346,280

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Equity - OTC:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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