CRD: 166337
Faulkner Financial Planning, LLC
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Request a Free TrialFirm Details
- Custodian
- SEI
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 01-30-2013
- Office Locations
- 1
Office Locations
About Faulkner Financial Planning, LLC
Faulkner Financial Planning, LLC provides investment management paired with strategic, tax-efficient wealth planning. The firm builds goal-based plans, presents analysis and recommendations, and focuses on protecting current needs while planning for the future. Client work commonly includes retirees and business owners, with portfolio construction and asset-allocation approaches using mutual funds, supported by risk-profiling tools like Nitrogen (Riskalyze).
Reported data analysis
What the numbers show
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 1 advisory representatives and 14 clients, or 14 clients per representative. That equates to $800.6K in reported AUM per client.
The profile lists 1 reported office location and 13 years in operation. The source data was last updated on February 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Client Personas
- Investment Themes
- Services
- Technology
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Owner & Executives
KATHLEEN MARIE FAULKNER
Financial Professional, Managing Member
- CRD
- #2764332
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No contact records available.
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $11,208,325 | -- |
| Total | $11,208,325 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Faulkner Financial Planning, LLC has reported separately managed account data across 1 asset class. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.