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Fien Capital Management, LLC

Fien Capital Management, LLC. CRD 114951

F

CRD: 114951

Fien Capital Management, LLC

Rochester, NY, 14618
5852718910
$137.7M Total AUM
$137.7M Disc. AUM
7.7% 3Y CAGR
2 Employees
108 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
08-17-2001
Office Locations
1

Office Locations

110 Allens Creek Road Rochester NY

About Fien Capital Management, LLC

Fien Capital Management, LLC is a Rochester-based RIA. The firm has been operating for 24 years. Managing $137.7M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Business Succession, Insurance, Portfolio Construction.

Team overview

56 AVG AGE
$68.9M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
5 yrs AVG TENURE
2 Employees
2 Advisory Reps
0 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Zenith pioneer Unison

Client Personas

Atlas catalyst

Investment Themes

Summit Ridge quantum

Investment Vehicles

Pioneer summit

Services

Optima meridian Legacy element Catalyst value

Owner & Executives

M

MARK ANTHONY FIEN

Chief Compliance Officer, President

CRD
#4440219
Ownership
75% or more
(399) 215-3493
pioneer.focus@primecapital.com
in linkedin.com/in/oak-peak
D

DAMIAN WEIDMANN

Investment Advisor, VICE PRESIDENT

CRD
#5644286
Ownership
Less than 5%
(274) 776-2494
meridian.summit@matrixcapital.com
in linkedin.com/in/quantum-summit

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-02-2022
03-17-2023
03-15-2024
03-17-2025
02-27-2026
Category Assets AVG. Account size
Discretionary $137,710,371 $1,263,398
Non-Discretionary $0 --
Total $137,710,371 $1,263,398

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Separately Managed Accounts

Total SMA Asset: $137,710,371

$137.7M Total SMA
Public Funds:
28.2%
Equity - Exchange:
11.3%
U.S. Government/Agency:
10.7%
Corporate - Investment Grade:
20.6%
Corporate - Non-Investment Grade:
29.2%
Asset class Assets Assets %
Public Funds $488,055,200 28.2%
Equity - Exchange $195,568,219 11.3%
U.S. Government/Agency $185,184,065 10.7%
Corporate - Investment Grade $356,522,593 20.6%
Corporate - Non-Investment Grade $505,362,123 29.2%
Total $1,730,692,200 100.0%

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