CRD: 301517
Figtree Financial Advisors, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 04-26-2019
- Office Locations
- 1
Office Locations
About Figtree Financial Advisors, LLC
FigTree Financial Advisors is an independent, fiduciary RIA focused on retirement planning for individuals and families nearing or in retirement. The firm pairs personalized, non-cookie-cutter plans with ongoing investment management and comprehensive planning, using a proven process to align portfolios with client values and goals. Investment implementation is largely via ETFs and public funds, with custody at Charles Schwab. Advisors bring 20+ years of experience.
Reported data analysis
What the numbers show
Of the latest reported AUM, 10.0% is discretionary and 90.0% is non-discretionary.
The firm reports 2 advisory representatives and 53 clients, or 26.5 clients per representative. That equates to $607.5K in reported AUM per client.
The profile lists 1 reported office location and 7 years in operation. The source data was last updated on March 18, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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Owner & Executives
REGINA CARBAJAL LEGATES
Chief Compliance Officer, Managing Member
- CRD
- #3007598
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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MARJORIE CASEM CARBAJAL
--
- CRD
- #4759556
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $32,196,529 | $153,846 |
| Non-Discretionary | $0 | $151,261 |
| Total | $32,196,529 | $151,515 |
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Separately Managed Accounts
SMA allocation detail is available
Figtree Financial Advisors, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.