F
$793.2K Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
10 ADV. Clients
13 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 04-19-2013
- Office Locations
- 1
Office Locations
5857 Owens Avenue Suite 300 Carlsbad CA
About Finances FOR Life, LLC
Finances For Life, LLC is a Carlsbad, CA-based, single-advisor RIA serving retail clients with financial and wealth planning, including estate/legacy planning and insurance guidance. Portfolios are built primarily with ETFs, complemented by investment-grade corporate and U.S. government/agency bonds. Custody is held at Charles Schwab.
Team overview
-- AVG AGE
$793.2K AVG AUM / ADVISOR
$79.3K AVG AUM / CLIENT
13.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
13yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
CRM
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
L
LUCILLE M SHAW
Chief Compliance Officer, Managing Member
- CRD
- #4129410
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $793,200 | -- |
| Total | $793,200 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Corporate - Investment Grade:
Available U.S. Government/Agency:
Available Other:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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