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Financial Compass Corporation

Financial Compass Corporation. CRD 134754

Financial Compass Corporation logo

CRD: 134754

Financial Compass Corporation

$34.9M Total AUM
$34.9M Disc. AUM
-- 3Y CAGR
3 Employees
66 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Vanguard
Clients
Retail
Platforms
Available
Established Date
05-13-2005
Office Locations
1

Office Locations

7510 Market Place Drive Eden Prairie MN

About Financial Compass Corporation

Financial Compass Corporation is a Minnesota-based, fee-only fiduciary RIA focused on long-term wealth management and retirement planning for individuals and families. The firm delivers personalized financial plans alongside customized investment management aligned to goals, timeline, and risk tolerance, with support for Social Security decisions and coordination of tax and estate planning. Advice is led by a CFP® professional; client assets are custodied with firms such as Charles Schwab.

Team overview

61 AVG AGE
$17.5M AVG AUM / ADVISOR
$529.5K AVG AUM / CLIENT
10.6 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
21yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

R

ROBERT STAI DAVIS

Chief Compliance Officer, DIRECTOR, Financial Advisor, President

CRD
#2982973
Ownership
75% or more
Available
Available
Available

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Contacts

J

Jonathan David Speltz

--

CRD
#8186422
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $34,949,189 --
Non-Discretionary $0 --
Total $34,949,189 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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