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Financial Decisions, LLC

Financial Decisions, LLC. CRD 107755

Financial Decisions, LLC logo

CRD: 107755

Financial Decisions, LLC

$327.7M Total AUM
$327.7M Disc. AUM
5.7% 3Y CAGR
8 Employees
152 ADV. Clients
34 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
10-02-1991
Office Locations
1

Office Locations

780 Third Avenue 19th Floor NEW York NY

About Financial Decisions, LLC

Financial Decisions, LLC is a New York-based comprehensive financial planning and wealth management firm serving high-net-worth individuals and businesses. The team supports estate and tax planning and insurance alongside portfolio construction using asset allocation across fixed income, mutual funds, and ETFs, with ESG/socially responsible options. Custody is supported through Schwab and Fidelity/NFS.

Team overview

60 AVG AGE
$81.9M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
7.3 yrs AVG TENURE
8 Employees
4 Advisory Reps
4 RIA Reps
34yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

F

FLORENCE MYRIAM DUPONT

Partner

CRD
#2478743
Ownership
50% but less than 75%
Available
Available
Available
K

KENNETH GUTWILLIG

Chief Compliance Officer, Chief Investment Officer, Executive Director, PARTNER

CRD
#4610174
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

K

KRYSTINA MARIE BROWN

Director

CRD
#5299004
Available
Available
Available
K

KIMBERLY ELLEN RUSCIGNO

Director

CRD
#5847033
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-02-2022
03-10-2023
04-12-2024
06-09-2025
06-18-2026
Category Assets AVG. Account size
Discretionary $327,655,298 $643,724
Non-Discretionary $6,234 $2,078
Total $327,661,532 $639,964

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Other:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Other Available Available
Private Funds Available Available
Total Available Available

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