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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-30-1975
- Office Locations
- 1
Office Locations
About Financial Horizons, Inc.
Financial Horizons, Inc. is a California-based investment advisory firm that positions itself as a partner to independent advisors, providing individualized support plus asset management and financial, tax, and estate planning. The firm emphasizes asset-allocation portfolios implemented primarily with ETFs, alongside mutual funds, fixed income, and real estate exposures, and custodies assets at Charles Schwab.
Reported data analysis
What the numbers show
Between March 27, 2025 and March 30, 2026, reported AUM increased 16.1%, from $163.7M to $190.0M.
Across 5 reported observations, AUM increased 21.6% between March 30, 2022 and March 30, 2026, from $156.3M to $190.0M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 14 clients, or 14 clients per representative. That equates to $13.6M in reported AUM per client.
The profile lists 1 reported office location and 51 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
JAMES T. ADAMS
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- --
- Ownership
- 75% or more
URSULA EDITH LENZ
Secretary
- CRD
- --
- Ownership
- Less than 5%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $190,027,919 | $13,573,423 |
| Non-Discretionary | $0 | -- |
| Total | $190,027,919 | $13,573,423 |
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Separately Managed Accounts
SMA allocation detail is available
Financial Horizons, Inc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.