CRD: 136348
Financial Legacy Management, Nc.
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 11-10-2005
- Office Locations
- 1
Office Locations
About Financial Legacy Management, Nc.
Financial Legacy Management (Little Rock, AR) provides holistic financial planning, portfolio management, and retirement plan management for individuals and families. The firm emphasizes plain‑English education and ongoing guidance, including client and community seminars. Portfolios are built around asset allocation using vehicles such as mutual funds/ETFs and fixed income, with insurance/annuity solutions as appropriate. Clients access a dedicated online portal.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
JOHN WAYNE KELLEY
Chief Compliance Officer, Chief Executive Officer
- CRD
- #4512470
- Ownership
- 50% but less than 75%
ALVIN ROGERS II
Chief Financial Officer
- CRD
- #2974071
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
Unlock allContacts
MARGARET LOUISE LOGUE
--
- CRD
- #2939540
ROBIN C SHOW
--
- CRD
- #8130096
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $155,000,000 | $216,783 |
| Non-Discretionary | $0 | -- |
| Total | $155,000,000 | $216,783 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Other | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
Continue browsing