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Financial Perspectives

Financial Perspectives. CRD 135549

Financial Perspectives logo

CRD: 135549

Financial Perspectives

$1.2B Total AUM
$1.2B Disc. AUM
13.4% 3Y CAGR
14 Employees
739 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
07-13-2010
Office Locations
1

Office Locations

3300 Fernbrook LN N Suite 250 Minneapolis MN

About Financial Perspectives

Financial Perspectives is a Minneapolis-based wealth management and financial planning firm delivering holistic advice through an “understand, plan, execute” process. The team supports portfolio construction alongside tax and estate planning and insurance. Portfolios emphasize asset allocation using ETFs and mutual funds, with ESG/socially responsible themes as applicable. The firm runs on Orion (with eMoney planning) and works with Fidelity/NFS and SEI.

Team overview

32 AVG AGE
$83.4M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
10.8 yrs AVG TENURE
14 Employees
14 Advisory Reps
14 RIA Reps
16yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

D

DANIEL JAMES DUGAN

Chief Executive Officer

CRD
#2447554
Ownership
75% or more
Available
Available
Available
D

DAVID WILLIAM DUGAN

CPA, Secretary, TREASURER, VICE PRESIDENT

CRD
#4635000
Ownership
Less than 5%
Available
Available
Available

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Contacts

O

Olivia Nicole Drey

--

CRD
#7977632
Available
Available
Available
A

Allison Lezette Dugan

Assistant Director

CRD
#7165093
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-07-2022
07-24-2023
11-21-2024
12-15-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $1,165,566,386 $630,718
Non-Discretionary $1,334,657 $333,664
Total $1,166,901,043 $630,076

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Private Funds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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