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Financial Security Solutions, Corp.

Financial Security Solutions, Corp.. CRD 124085

Financial Security Solutions, Corp. logo

CRD: 124085

Financial Security Solutions, Corp.

$69.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
4 Employees
87 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Pershing ยท SEI
Clients
Retail and Institutional
Platforms
Available
Established Date
05-23-2003
Office Locations
2

Office Locations

23734 Valencia Blvd, Suite 200 Valencia CA
4299 Macarthur Blvd., STE 204 Newport Beach CA

About Financial Security Solutions, Corp.

Financial Security Solutions Corp. is a California-based fiduciary financial planning firm focused on comprehensive, long-term plans and ongoing monitoring. The team works with people just starting out, entrepreneurs/business owners, retirees, and clients navigating major life transitions, pairing planning with investment selection and risk-aware asset allocation using public funds, ETFs, index funds, and mutual funds. Custody includes Pershing and SEI.

Team overview

-- AVG AGE
$34.5M AVG AUM / ADVISOR
$792.6K AVG AUM / CLIENT
22 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

KAREN ILENE MALKOFF-HATTON

KAREN ILENE MALKOFF-HATTON

Certified Financial Planner, Chief Compliance Officer, President

CRD
#1258714
Ownership
75% or more
Available
Available
Available

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Contacts

J

JAMES MARVIN PEEBLES

--

CRD
#1506383
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-01-2010
12-22-2011
04-12-2012
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $68,956,602 $212,757
Total $68,956,602 $212,757

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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