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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 07-08-1999
- Office Locations
- 1
Office Locations
About Financial Spectrum Inc.
Financial Spectrum Inc. provides concierge-style wealth management for clients with substantial assets, handling transactions, bill pay (with designated trustee third-party compliance), and tax planning/preparation. The firm also negotiates major purchases (e.g., real estate, refinancing, insurance) and supports complex family situations such as divorce mediation. Public filings indicate portfolios often use U.S. government/agency bonds and equity ETFs, with custody at Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The profile lists 1 reported office location and 27 years in operation. The source data was last updated on August 4, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Services
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The full Financial Spectrum Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
WAYNE ROBERT GIFFORD
President
- CRD
- #3166987
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $5,602,175 | -- |
| Total | $5,602,175 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Financial Spectrum Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.