This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Axos ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-05-2006
- Office Locations
- 2
Office Locations
About Financial Strategies Group
Financial Strategies Group is a family-owned, SEC-registered advisory firm providing investment management and financial planning for individuals, families, and small business owners, including retirement, business, and insurance planning. Based in Fargo, ND, the team serves clients across North Dakota, Minnesota, and the broader Midwest, often for second opinions or ongoing portfolio management. Operates as a DBA of Classic Asset Management with affiliated Aurora Securities for brokerage services.
Reported data analysis
What the numbers show
Between August 22, 2025 and May 5, 2026, reported AUM increased 11.4%, from $169.8M to $189.1M.
Across 5 reported observations, AUM increased 5.3% between November 14, 2022 and May 5, 2026, from $179.7M to $189.1M.
Of the latest reported AUM, 99.0% is discretionary and 1.0% is non-discretionary.
The firm reports 4 advisory representatives and 663 clients, or 165.8 clients per representative. That equates to $285.3K in reported AUM per client.
The profile lists 2 reported office locations and 20 years in operation. The source data was last updated on May 5, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Financial Strategies Group's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
Unlock the underlying categories and values
The full Financial Strategies Group record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
CRAIG ALAN ROTTMAN
Financial Advisor, Managing Member
- CRD
- #4647293
- Ownership
- Less than 5%
ASHLEIGH COOPER SWAYZE
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
Unlock allContacts
Austin Thomas Avery
Financial Advisor
- CRD
- #7263602
DOUGLAS GENE SCHMITZ
Financial Advisor
- CRD
- #1771132
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $187,196,000 | $140,012 |
| Non-Discretionary | $1,952,000 | $216,889 |
| Total | $189,148,000 | $140,526 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Financial Strategies Group has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Financial Strategies Group's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.