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- Custodian
- Axos ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-05-2006
- Office Locations
- 2
Office Locations
About Financial Strategies Group
Financial Strategies Group is a family-owned, SEC-registered advisory firm providing investment management and financial planning for individuals, families, and small business owners, including retirement, business, and insurance planning. Based in Fargo, ND, the team serves clients across North Dakota, Minnesota, and the broader Midwest, often for second opinions or ongoing portfolio management. Operates as a DBA of Classic Asset Management with affiliated Aurora Securities for brokerage services.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
CRAIG ALAN ROTTMAN
Financial Advisor, Managing Member
- CRD
- #4647293
- Ownership
- Less than 5%
ASHLEIGH COOPER SWAYZE
Chief Compliance Officer, COUNSEL
- CRD
- --
- Ownership
- Less than 5%
Matrix element
Harbor fusion
- CRD
- #68428
- Ownership
- 45.2%
Showing 2 of 3 owners & executives
Unlock allContacts
Austin Thomas Avery
Financial Advisor
- CRD
- #7263602
DOUGLAS GENE SCHMITZ
Financial Advisor
- CRD
- #1771132
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $187,196,000 | $140,012 |
| Non-Discretionary | $1,952,000 | $216,889 |
| Total | $189,148,000 | $140,526 |
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Separately Managed Accounts
Total SMA Asset: $189,148,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,137,836,090 | 31.7% |
| Cash | $987,081,781 | 27.5% |
| Equity - Exchange | $610,196,010 | 17.0% |
| Corporate - Investment Grade | $854,274,414 | 23.8% |
| Total | $3,589,388,295 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BRIDGE TIMBER | ALPHA SIGNAL | 0NSPBHIST | GWT | 9.52% | $114,914,099 |
| ZENITH SUMMIT ELEMENT | EMBER DELTA | 4IGDYNKAU | VUKG | 11.70% | $38,263,499 |
| VITAL CREST | CATALYST TIMBER | KQ1RNK7CL | HIAHA | 9.37% | $23,180,210 |
| OPTIMA VECTOR | PIONEER EMBER | 59RR4IWM6 | TQRUN | 5.12% | $38,107,092 |
| VERTEX ATLAS WAVE | EMBER QUANTUM | J4DED0HVF | JELD | 11.46% | $12,826,011 |
| RIDGE PIONEER FOCUS | QUANTUM GLACIER | Q9MPCRKL3 | DVCU | 0.91% | $50,863,846 |
| EAGLE HORIZON DELTA | GLACIER PEAK | JXDEKBAYC | TAEMV | 4.07% | $108,966,379 |
| PEAK EMBER | INSIGHT QUANTUM | X792DWEZK | RQZ | 10.17% | $34,476,231 |