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- Custodian
- Charles Schwab & Company · Goldman Sachs · Security Benefit · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-09-1999
- Office Locations
- 22
Office Locations
About Financial & TAX Architects, LLC
Financial & Tax Architects, LLC is a St. Louis-based RIA focused on clients nearing retirement. The firm delivers goal-based retirement income planning with an emphasis on managing downside risk, alongside long-term care and legacy planning. Its investment work centers on building portfolios aligned to objectives, time horizon, and risk tolerance. A distinctive outreach channel is intensive retirement education classes—live webinars and sessions at colleges/universities—where attendees receive a complimentary, no-obligation retirement plan.
Reported data analysis
What the numbers show
Between December 5, 2025 and June 18, 2026, reported AUM increased 14.3%, from $443.0M to $506.2M.
Across 5 reported observations, AUM increased 88.0% between November 17, 2022 and June 18, 2026, from $269.2M to $506.2M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 40 advisory representatives and 1,574 clients, or 39.4 clients per representative. That equates to $321.6K in reported AUM per client.
The profile lists 22 reported office locations and 27 years in operation. The source data was last updated on June 18, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Financial & TAX Architects, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
DAVID SCOTT BROOKS
Chief Executive Officer
- CRD
- #1920936
- Ownership
- Less than 5%
PAUL WERNER FELSCH
Chief Compliance Officer, COUNSEL, LEGAL COUNSEL
- CRD
- #5811362
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Brayden Brian Adams
--
- CRD
- #8149214
David Terrance Anderson
--
- CRD
- #6617563
Showing 2 of 37 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $506,245,828 | $135,505 |
| Non-Discretionary | $0 | -- |
| Total | $506,245,828 | $135,505 |
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Separately Managed Accounts
SMA allocation detail is available
Financial & TAX Architects, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Financial & TAX Architects, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.