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Financial Transparency

Financial Transparency. CRD 297713

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CRD: 297713

Financial Transparency

$322.3M Total AUM
$317.6M Disc. AUM
10.8% 3Y CAGR
16 Employees
235 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Axos · Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
07-13-2018
Office Locations
14

Office Locations

1700 W. Hamlin Rd. Suite 100 Rochester Hills MI
1865 Veterans Park Drive Suite 203 Naples FL
2700 S. River Road Suite 115 DES Plaines IL

About Financial Transparency

Financial Transparency is an RIA serving clients and supporting independent advisors nationwide. The firm provides financial planning and portfolio construction/management and helps investors understand the role and relative performance of each holding. For advisors, it offers back-office support while keeping the advisor’s own brand, including “Sell & Stay” succession/retirement plans. Typical custody through Axos Advisor Services and Charles Schwab.

Team overview

57 AVG AGE
$20.1M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
6.4 yrs AVG TENURE
16 Employees
16 Advisory Reps
16 RIA Reps
8yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

EMILY THERESE KEAGLE

EMILY THERESE KEAGLE

Chief Compliance Officer, Chief Executive Officer, Investment Advisor

CRD
#4429868
Ownership
75% or more
Available
Available
Available

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Contacts

STEVEN BANKLER

STEVEN BANKLER

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CRD
#4215092
Available
Available
Available
WILLIAM JAMES BRESETT JR

WILLIAM JAMES BRESETT JR

Partner

CRD
#4484379
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-01-2022
03-31-2023
12-20-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $317,609,334 $635,219
Non-Discretionary $4,649,616 $4,649,616
Total $322,258,950 $643,231

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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