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Financial Vision LLC

Financial Vision LLC. CRD 123659

Financial Vision LLC logo

CRD: 123659

Financial Vision LLC

$82.0M Total AUM
$78.2M Disc. AUM
-- 3Y CAGR
2 Employees
28 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
03-14-2012
Office Locations
1

Office Locations

5290 Overpass RD Suite 217 Goleta CA

About Financial Vision LLC

Financial Vision, LLC is a Connecticut-based wealth management firm serving individuals and families with personalized planning and proactive advice. The team supports pre- and post-retirees with retirement readiness, tax-aware strategies, estate and college planning, and tailored investment solutions, including a dedicated “women’s perspective” planning approach. Recognized via Five Star Wealth Manager and Women’s Choice Award listings.

Reported data analysis

What the numbers show

Between December 15, 2011 and February 23, 2012, reported AUM increased 2.9%, from $48.7M to $50.1M.

Of the latest reported AUM, 72.3% is discretionary and 27.7% is non-discretionary.

The firm reports 2 advisory representatives and 28 clients, or 14 clients per representative. That equates to $2.9M in reported AUM per client.

The profile lists 1 reported office location and 14 years in operation. The source data was last updated on March 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

46 AVG AGE
$41.0M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
13.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
14yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Services
  • Technology

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Owner & Executives

J

JOSHUA SEQUOIA YAGER

Chief Compliance Officer, Principal

CRD
#2638956
Ownership
75% or more
R

RYAN DANIEL WOLFSHORNDL

Investment Advisor

CRD
#5950446
Ownership
10% but less than 25%

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-15-2011
02-23-2012
Category Assets AVG. Account size
Discretionary $78,220,000 $270,448
Non-Discretionary $3,769,000 $385,139
Total $81,989,000 $294,735

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Separately Managed Accounts

SMA allocation detail is available

Financial Vision LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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