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First Step Wealth Planning

First Step Wealth Planning. CRD 317527

First Step Wealth Planning logo

CRD: 317527

First Step Wealth Planning

$31.3M Total AUM
$31.3M Disc. AUM
-- 3Y CAGR
1 Employees
21 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท JP Morgan
Clients
Retail
Platforms
Available
Established Date
01-14-2022
Office Locations
1

Office Locations

-- Wilton NY

About First Step Wealth Planning

First Step Wealth Planning is a Wilton, NY-based RIA led by Erik Nero (CFP professional; Retirement Income Certified Professional). The firm focuses on values-based retirement planning for pre-retirees and retirees, integrating income planning, tax and Roth strategies, Social Security/Medicare guidance, estate and insurance planning, and ongoing investment management. Ongoing implementation is offered for a flat monthly fee; portfolios are commonly implemented with ETFs and fixed income.

Team overview

-- AVG AGE
$31.3M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
4.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Erik Michael Nero

Erik Michael Nero

Chief Compliance Officer, President

CRD
#4047258
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-23-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $31,285,253 $272,046
Non-Discretionary $0 --
Total $31,285,253 $272,046

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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