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Floyd Financial Group LLC

Floyd Financial Group LLC. CRD 226773

Floyd Financial Group LLC logo

CRD: 226773

Floyd Financial Group LLC

Springfield, MO, 65807
4178897233
$164.5M Total AUM
$164.5M Disc. AUM
-- 3Y CAGR
5 Employees
689 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
PioneerHorizon +more
Established Date
08-28-2015
Office Locations
1

Office Locations

1304 W Battlefield RD Springfield MO

About Floyd Financial Group LLC

Floyd Financial Group is a Springfield, MO wealth management and financial planning firm serving individuals from early savings through retirement transitions. The team provides personalized planning and investment management with emphasis on long-term care planning, risk management, and tax-aware strategies, and portfolios that heavily utilize ETFs alongside fixed income. Principals Randy and Jake Floyd also host a weekly Saturday show on KSGF discussing the economy and retirement planning.

Team overview

61 AVG AGE
$82.2M AVG AUM / ADVISOR
$238.7K AVG AUM / CLIENT
8.5 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age

Insights

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Asset Classes

North signal Pathway vector

Client Personas

Delta capital Delta Pathway crest

CRM

Timber

Custodian

Unison fusion Glacier value Delta vital Vertex vector Legacy bridge

Investment Themes

Insight Glacier Legacy Summit beacon

Investment Vehicles

Pathway

Services

Capital Value Summit Element Glacier foundation Element frontier Horizon ember Frontier matrix Prime Oak Matrix Timber

Technology

Value matrix Summit Signal zenith

Owner & Executives

J

Jacob Randal Floyd

Chief Compliance Officer, Founder, Managing Member

CRD
#7255807
Ownership
75% or more
(274) 716-1355
timber.delta@wavecapital.com
in linkedin.com/in/insight-peak

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Contacts

R

RANDY LEON FLOYD

Investment Advisor

CRD
#4951554
(481) 579-2486
legacy.vector@harborcapital.com
in linkedin.com/in/radial-pathway

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-06-2024
03-24-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $164,475,000 $238,716
Non-Discretionary $0 --
Total $164,475,000 $238,716

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Separately Managed Accounts

Total SMA Asset: $164,475,000

$164.5M Total SMA
Equity - Exchange:
35.9%
Corporate - Investment Grade:
22.2%
U.S. Government/Agency:
31.1%
Cash:
10.8%
Asset class Assets Assets %
Equity - Exchange $173,890,722 35.9%
Corporate - Investment Grade $107,531,310 22.2%
U.S. Government/Agency $150,640,709 31.1%
Cash $52,312,528 10.8%
Total $484,375,269 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
EMBER GLACIER GLACIER FOUNDATION AB32DXXIU ADBMY 6.16% $44,761,469
VECTOR ELEMENT ELEMENT MERIDIAN TIMBER 823TF4JUH ALR 2.09% $66,363,129
BRIDGE NORTH QUANTUM VALUE ZGC7QSAC5 HZB 5.06% $69,713,366
OAK RADIAL HARBOR FOCUS 2A566Y2XK GKDL 7.19% $44,650,027
PRIME MOMENTUM PATHWAY BEACON CREST 1XHITBJ7X EIMD 9.18% $22,254,097
ATLAS CREST PRIME MOMENTUM PRIME 3MJ5EAWED UPD 2.08% $74,954,030
RADIAL HORIZON ZENITH SUMMIT GLACIER Z6M49FVFS KOGFK 2.25% $103,884,534
ATLAS CATALYST VECTOR VITAL 1WMQE97OM YSDYE 8.13% $43,300,100

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