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Fondren Oaks Capital Management

Fondren Oaks Capital Management. CRD 290726

Fondren Oaks Capital Management logo

CRD: 290726

Fondren Oaks Capital Management

$22.8M Total AUM
$22.8M Disc. AUM
-- 3Y CAGR
2 Employees
34 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
01-19-2018
Office Locations
2

Office Locations

3100 Monticello Ste. 830 Dallas TX
-- Montgomery TX

About Fondren Oaks Capital Management

Fondren Oaks Capital Management supports employer-sponsored retirement plans as a plan sponsor’s first point of contact. The firm reviews annual filings, plan communications, fund lineups, and fees, then recommends improvements to better align the plan with company and participant goals. Focus includes strengthening compliance oversight, reducing unnecessary audit risk, and improving investment options and fee competitiveness through more effective recordkeeper/TPA coordination.

Team overview

46 AVG AGE
$11.4M AVG AUM / ADVISOR
$670.4K AVG AUM / CLIENT
8 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

Jeffrey Stephenson Sears

Jeffrey Stephenson Sears

Chief Compliance Officer, Manager, Principal

CRD
#6667392
Ownership
75% or more
Available
Available
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Contacts

Jason Mark Mills

Jason Mark Mills

Principal

CRD
#7071285
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $22,793,874 --
Non-Discretionary $0 --
Total $22,793,874 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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