CRD: 143912
Forbes Financial Planning, Inc.
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- Custodian
- Fidelity/NFS · John Hancock
- Clients
- Retail and Institutional
- Platforms
- Ridge insightHarbor insight +more
- Established Date
- 11-05-2009
- Office Locations
- 1
Office Locations
About Forbes Financial Planning, Inc.
Forbes Financial Planning is a Rhode Island–based RIA providing goal-based financial planning and portfolio construction, helping clients budget, prioritize retirement/education savings, manage taxes, and protect against unforeseen events with insurance planning. Investment implementation is ETF-centric alongside mutual funds, with custody through Fidelity/NFS (and John Hancock). Serves individuals including entrepreneurs.
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Investment Themes
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Owner & Executives
DANIEL PATRICK FORBES
Certified Financial Planner, Chief Compliance Officer, President
- CRD
- #3055207
- Ownership
- 75% or more
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $240,541,107 | $271,185 |
| Non-Discretionary | $0 | -- |
| Total | $240,541,107 | $271,185 |
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Separately Managed Accounts
Total SMA Asset: $240,541,107
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $299,682,519 | 20.1% |
| Public Funds | $204,261,220 | 13.7% |
| Cash | $526,308,106 | 35.3% |
| Other | $460,705,962 | 30.9% |
| Total | $1,490,957,807 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ELEMENT TIMBER | RIDGE BRIDGE | GRM2B60SE | SCFX | 4.73% | $3,416,669 |
| VALUE MERIDIAN | CAPITAL CREST | 4LOWAUG01 | ABIZ | 2.24% | $17,645,109 |
| VITAL CATALYST HORIZON | VALUE VITAL | JM8W2QR28 | KHV | 4.21% | $28,726,898 |
| RIDGE VALUE | OAK FRONTIER | B5XIXRZ1S | RVN | 7.20% | $63,096,961 |
| VITAL OAK TIMBER | ALPHA SUMMIT | YTHFPVG0A | EWGA | 1.18% | $102,070,052 |
| BEACON ZENITH | TIMBER FUSION | SQ1IGFGRQ | VSAAJ | 11.40% | $107,258,625 |
| EMBER CATALYST PEAK | MOMENTUM PATHWAY | VUN8XIVNH | GVYR | 10.12% | $11,346,667 |
| VERTEX ELEMENT ELEMENT | ELEMENT BRIDGE | GFAAAP3RR | UBCB | 5.51% | $41,159,835 |