CRD: 137945
Founders Financial Securities LLC
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Request a Free TrialFirm Details
- Custodian
- Axos · Charles Schwab & Company · Fidelity/NFS · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-06-2006
- Office Locations
- 68
Office Locations
About Founders Financial Securities LLC
Founders Financial Securities supports independent advisors and member firms with an “enterprise OS” spanning technology, professionally managed investment solutions, administrative support, marketing automation, and compliance. Investment management is built to keep the advisor’s brand front and center, with portfolios commonly implemented using mutual funds and ETFs. Multi-custodial support includes Schwab and Pershing, plus guided leadership via its Strategic Enterprise Program.
Reported data analysis
What the numbers show
Between April 22, 2025 and April 20, 2026, reported AUM increased 24.6%, from $3.3B to $4.1B.
Across 5 reported observations, AUM increased 58.0% between December 13, 2022 and April 20, 2026, from $2.6B to $4.1B.
Of the latest reported AUM, 88.5% is discretionary and 11.5% is non-discretionary.
The firm reports 101 advisory representatives and 9,870 clients, or 97.7 clients per representative. That equates to $419.0K in reported AUM per client.
The profile lists 68 reported office locations and 20 years in operation. The source data was last updated on April 20, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
JOSEPH VICTOR KRCMA
Chief Compliance Officer
- CRD
- #2790534
- Ownership
- Less than 5%
JILL ANNE RECKAMP
Chief Financial Officer, Finop
- CRD
- #4767622
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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ERIC KRAUSZ ADLER
Senior Wealth Advisor
- CRD
- #2113992
Stefanie Jean Agar
--
- CRD
- #7609635
Showing 2 of 131 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,658,614,806 | $221,506 |
| Non-Discretionary | $476,503,852 | $185,771 |
| Total | $4,135,118,658 | $216,703 |
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Separately Managed Accounts
SMA allocation detail is available
Founders Financial Securities LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Founders Financial Securities LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.