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- Custodian
- Axos · Charles Schwab & Company · Fidelity/NFS · Pershing
- Clients
- Retail and Institutional
- Platforms
- Focus peakQuantum +more
- Established Date
- 04-06-2006
- Office Locations
- 68
Office Locations
About Founders Financial Securities LLC
Founders Financial Securities supports independent advisors and member firms with an “enterprise OS” spanning technology, professionally managed investment solutions, administrative support, marketing automation, and compliance. Investment management is built to keep the advisor’s brand front and center, with portfolios commonly implemented using mutual funds and ETFs. Multi-custodial support includes Schwab and Pershing, plus guided leadership via its Strategic Enterprise Program.
Team overview
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Owner & Executives
JOSEPH VICTOR KRCMA
Chief Compliance Officer
- CRD
- #2790534
- Ownership
- Less than 5%
JILL ANNE RECKAMP
Chief Financial Officer, Finop
- CRD
- #4767622
- Ownership
- Less than 5%
Optima crest
Harbor peak quantum
- CRD
- #15379
- Ownership
- 11.1%
Showing 2 of 3 owners & executives
Unlock allContacts
ERIC KRAUSZ ADLER
Senior Wealth Advisor
- CRD
- #2113992
Heather M Aeschliman
--
- CRD
- #6625309
Horizon vertex
Momentum crest capital
- CRD
- #72429
Showing 2 of 132 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,658,614,806 | $221,506 |
| Non-Discretionary | $476,503,852 | $185,771 |
| Total | $4,135,118,658 | $216,703 |
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Separately Managed Accounts
Total SMA Asset: $4,135,118,658
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,304,305,997 | 31.4% |
| Equity - Exchange | $1,333,382,882 | 32.1% |
| Cash | $822,460,469 | 19.8% |
| Corporate - Investment Grade | $286,615,012 | 6.9% |
| Municipal Bonds | $407,076,394 | 9.8% |
| Total | $4,153,840,754 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOCUS ELEMENT | EMBER CAPITAL | HTRKZASMH | PRSWT | 2.99% | $95,128,361 |
| CAPITAL NORTH | ELEMENT ALPHA | ALX2TMPM3 | APEKW | 7.66% | $43,454,816 |
| BEACON MERIDIAN SUMMIT | PEAK PATHWAY | WQ5TWXU4V | BOJ | 6.87% | $3,134,011 |
| HORIZON MATRIX | QUANTUM EMBER | S4V8G2YSP | NFEOJ | 12.01% | $3,384,353 |
| RIDGE VECTOR OPTIMA | PIONEER GLACIER | AST74JPDX | SHGN | 11.81% | $18,532,579 |
| CREST PRIME | BRIDGE PEAK | K86MX42VU | HQU | 11.04% | $39,428,202 |
| TIMBER VITAL ELEMENT | UNISON EMBER | 0BS6JLDE7 | RIV | 11.83% | $5,800,122 |
| CREST OPTIMA UNISON | GLACIER FOUNDATION | 47OZN8Y97 | PRRR | 1.01% | $112,401,668 |