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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- --
- Established Date
- 02-12-2019
- Office Locations
- 7
Office Locations
About Foundry Financial LLC
Foundry Financial LLC is a Pasadena, CA RIA focused on retirement planning for individuals and families nationwide. The firm delivers in-depth analysis, a step-by-step retirement plan, and personalized tax strategies (e.g., Roth conversion and Social Security decisions), paired with ongoing engagement through its Foundry Framework and a client financial dashboard. Portfolios are managed using evidence-based, research-driven, ETF-oriented construction, with custody at Schwab and Fidelity/NFS.
Team overview
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Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
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Owner & Executives
Kevin Duane Lum
Chief Compliance Officer, Chief Executive Officer, Founder
- CRD
- #7054281
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
John Gilbert Frechette
--
- CRD
- #8175678
Noah Bronson Hankin
Financial Planner
- CRD
- #7240856
Matrix crest
Capital harbor fusion
- CRD
- #55042
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $232,611,535 | $371,584 |
| Non-Discretionary | $0 | -- |
| Total | $232,611,535 | $371,584 |
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Separately Managed Accounts
Total SMA Asset: $232,611,535
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $931,521,732 | 14.2% |
| Equity - Exchange | $1,023,361,903 | 15.6% |
| Cash | $2,171,364,038 | 33.1% |
| Equity - OTC | $2,433,764,525 | 37.1% |
| Total | $6,560,012,198 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| UNISON ATLAS LEGACY | EAGLE TIMBER | M7RBWPADP | BSJKA | 4.96% | $14,268,386 |
| CREST MERIDIAN QUANTUM | EAGLE EAGLE | T0ZOP2L58 | DHAOQ | 4.00% | $37,658,775 |
| EAGLE DELTA | FOUNDATION GLACIER | MX0DMPQWI | TCT | 3.19% | $19,692,903 |
| SIGNAL VALUE RADIAL | MERIDIAN CREST | ZZDXJ0TDQ | NZUH | 9.40% | $60,385,961 |
| VITAL OPTIMA RIDGE | PIONEER FOCUS | QII0NTMVX | MMEOE | 12.24% | $70,904,529 |
| WAVE PRIME | OAK INSIGHT | AK0HYYYQJ | XQITY | 3.04% | $100,213,130 |
| FUSION FUSION PIONEER | CATALYST ZENITH | M8BW7JJMK | WGEZ | 6.88% | $93,600,823 |
| BEACON DELTA WAVE | PATHWAY RIDGE | GJ4SWXA98 | ARVM | 11.14% | $107,140,774 |