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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- --
- Established Date
- 02-12-2019
- Office Locations
- 7
Office Locations
About Foundry Financial LLC
Foundry Financial LLC is a Pasadena, CA RIA focused on retirement planning for individuals and families nationwide. The firm delivers in-depth analysis, a step-by-step retirement plan, and personalized tax strategies (e.g., Roth conversion and Social Security decisions), paired with ongoing engagement through its Foundry Framework and a client financial dashboard. Portfolios are managed using evidence-based, research-driven, ETF-oriented construction, with custody at Schwab and Fidelity/NFS.
Reported data analysis
What the numbers show
Between November 4, 2025 and June 16, 2026, reported AUM increased 122.2%, from $104.7M to $232.6M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 7 advisory representatives and 237 clients, or 33.9 clients per representative. That equates to $981.5K in reported AUM per client.
The profile lists 7 reported office locations and 7 years in operation. The source data was last updated on August 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Services
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The full Foundry Financial LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
Kevin Duane Lum
Chief Compliance Officer, Chief Executive Officer, Founder
- CRD
- #7054281
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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John Gilbert Frechette
Financial Planner
- CRD
- #8175678
Noah Bronson Hankin
Financial Planner
- CRD
- #7240856
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $232,611,535 | $371,584 |
| Non-Discretionary | $0 | -- |
| Total | $232,611,535 | $371,584 |
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Separately Managed Accounts
SMA allocation detail is available
Foundry Financial LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Foundry Financial LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.