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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 09-14-2009
- Office Locations
- 5
Office Locations
About Francis Financial
Francis Financial is a New York-based, fee-only fiduciary RIA serving women nationwide, especially those navigating divorce, widowhood, or other major transitions. The firm provides comprehensive wealth management—financial planning plus a tailored investment strategy—covering retirement, taxes, college funding, and charitable giving. Clients work with a dedicated 3-advisor team with specialized planning credentials.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
STACY A FRANCIS
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #2939253
- Ownership
- 75% or more
AVANI RAMNANI
Managing Director, PARTNER
- CRD
- #5380880
- Ownership
- 10% but less than 25%
Showing 2 of 4 owners & executives
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MICHAEL A. GAWLIK
Trading & Operations Associate
- CRD
- #4359114
MATTHEW JOHN HAERTZEN
Chief Investment Officer
- CRD
- #2405742
Showing 2 of 11 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $741,285,775 | $781,123 |
| Non-Discretionary | $61,950,000 | $625,758 |
| Total | $803,235,775 | $766,446 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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