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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 09-14-2009
- Office Locations
- 5
Office Locations
About Francis Financial
Francis Financial is a New York-based, fee-only fiduciary RIA serving women nationwide, especially those navigating divorce, widowhood, or other major transitions. The firm provides comprehensive wealth management—financial planning plus a tailored investment strategy—covering retirement, taxes, college funding, and charitable giving. Clients work with a dedicated 3-advisor team with specialized planning credentials.
Reported data analysis
What the numbers show
Between May 23, 2025 and March 10, 2026, reported AUM increased 18.1%, from $680.3M to $803.2M.
Across 5 reported observations, AUM increased 72.4% between May 4, 2022 and March 10, 2026, from $465.8M to $803.2M.
Of the latest reported AUM, 92.3% is discretionary and 7.7% is non-discretionary.
The firm reports 7 advisory representatives and 278 clients, or 39.7 clients per representative. That equates to $2.9M in reported AUM per client.
The profile lists 5 reported office locations and 17 years in operation. The source data was last updated on March 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Francis Financial record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
STACY A FRANCIS
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #2939253
- Ownership
- 75% or more
AVANI RAMNANI
Managing Director, PARTNER
- CRD
- #5380880
- Ownership
- 10% but less than 25%
Showing 2 of 4 owners & executives
Unlock allContacts
MICHAEL A. GAWLIK
Trading & Operations Associate
- CRD
- #4359114
MATTHEW JOHN HAERTZEN
Investment Adviser Representative
- CRD
- #2405742
Showing 2 of 11 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $741,285,775 | $781,123 |
| Non-Discretionary | $61,950,000 | $625,758 |
| Total | $803,235,775 | $766,446 |
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Separately Managed Accounts
SMA allocation detail is available
Francis Financial has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Francis Financial's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.