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Freedom Investment Management, Inc.

Freedom Investment Management, Inc.. CRD 126052

Freedom Investment Management, Inc. logo

CRD: 126052

Freedom Investment Management, Inc.

South Windsor, CT, 06074
8602911998
$568.7M Total AUM
$568.7M Disc. AUM
-29.3% 3Y CAGR
9 Employees
551 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท UBS
Clients
Retail and Institutional
Platforms
Pioneer oakOak meridian +more
Established Date
05-13-2003
Office Locations
5

Office Locations

1645 Ellington RD 3RD Floor South Windsor CT
-- Cranford NJ
-- Hopkinton MA

About Freedom Investment Management, Inc.

Freedom Advisors (Freedom Investment Management) provides a turnkey asset management platform for advisors that stays in the background with white-labeled portals and branded marketing materials. The platform connects firms to investment partners and lets them choose custodians (including Schwab), backed by dedicated service and marketing teams that can reduce in-house ops needs. They also support advisors adding group retirement plan services for business owners and executives.

Team overview

52 AVG AGE
$94.8M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
2.7 yrs AVG TENURE
9 Employees
6 Advisory Reps
6 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Zenith pioneer Pathway Signal Fusion Quantum

CRM

Unison north

Custodian

Alpha prime Ridge Foundation Vital peak Element signal Pathway quantum Crest wave Atlas momentum Horizon capital Matrix Glacier optima Timber Optima pioneer Frontier Foundation vertex Peak insight Crest Pathway element Legacy beacon Vector harbor Matrix Unison

Fund Managers

Ridge element Signal

Investment Themes

Matrix horizon Harbor eagle Harbor Vital ridge Capital vertex

Investment Vehicles

Value prime Matrix ridge

Platform

Radial Harbor

Services

Element focus Prime optima Prime crest Catalyst alpha Atlas Focus Capital

Technology

Signal Unison Peak unison Fusion peak Matrix frontier

Owner & Executives

S

STEVEN MARK DAIGNAULT

Chief Financial Officer

CRD
--
Ownership
Less than 5%
(643) 550-2991
legacy.alpha@wavecapital.com
in linkedin.com/in/meridian-ember
J

JOHN ARTHUR O'CONNOR

Chief Compliance Officer, President

CRD
#1070038
Ownership
Less than 5%
(738) 751-2348
beacon.meridian@frontiercapital.com
in linkedin.com/in/pathway-matrix

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Contacts

B

BRIAN EDWARD HAWLEY

Investment Advisor

CRD
#3105682
(758) 238-2482
vital.horizon@insightcapital.com
in linkedin.com/in/vector-delta
S

SCOTT KEVIN HAWLEY

Investment Advisor, President

CRD
#6623466
(759) 765-6940
harbor.crest@focuscapital.com
in linkedin.com/in/capital-zenith
M

Momentum pioneer

Wave prime peak

CRD
#38639
(780) 928-8136
ember.summit@valuecapital.com
in linkedin.com/in/capital-vertex

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-01-2022
12-22-2023
10-22-2024
12-08-2025
02-04-2026
Category Assets AVG. Account size
Discretionary $568,650,228 $614,757
Non-Discretionary $0 --
Total $568,650,228 $614,757

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Separately Managed Accounts

Total SMA Asset: $568,650,228

$568.7M Total SMA
Public Funds:
33.8%
Cash:
21.6%
Equity - Exchange:
44.6%
Asset class Assets Assets %
Public Funds $950,914,084 33.8%
Cash $607,684,740 21.6%
Equity - Exchange $1,254,756,453 44.6%
Total $2,813,355,277 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
GLACIER PRIME RADIAL FRONTIER CAPITAL 57IHYRWJM PJEXN 1.99% $3,397,059
VITAL VERTEX UNISON HORIZON 2NXO1JFG0 SSN 4.63% $93,430,644
HORIZON VALUE EMBER OAK GLACIER JGBPVOWMB EVPNV 6.44% $49,159,204
DELTA TIMBER CAPITAL PATHWAY N66UB6EQ8 NIS 7.62% $5,970,942
FOUNDATION INSIGHT QUANTUM MATRIX BEACON P2BDNQDU4 UBHF 7.97% $21,258,125
ATLAS HARBOR GLACIER OAK Y8ZVM3LHO WNVAK 2.57% $43,764,925
MERIDIAN FOCUS SUMMIT EAGLE CAPITAL KNB899JQN FOU 4.83% $16,060,484
VECTOR UNISON CATALYST EAGLE 9YKZTIO8P YITQK 11.08% $4,071,396

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