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Fulcrum Wealth Advisors, LLC

Fulcrum Wealth Advisors, LLC. CRD 169277

F

CRD: 169277

Fulcrum Wealth Advisors, LLC

$208.0M Total AUM
$208.0M Disc. AUM
-- 3Y CAGR
3 Employees
143 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
11-22-2013
Office Locations
1

Office Locations

10940 NE 33rd Place, Suite 210 Bellevue WA

About Fulcrum Wealth Advisors, LLC

Fulcrum Wealth Advisors is an SEC-registered RIA in Bellevue, WA providing integrated financial planning and investment management, including retirement planning, tax strategy, estate/legacy and charitable giving. The team brings 100+ years of combined experience and operates as a fiduciary with a transparent, commission-free approach. Portfolios are actively managed using independent research with a global-macro lens and value-based equity selection blended with market momentum.

Team overview

-- AVG AGE
$104.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
10.4 yrs AVG TENURE
3 Employees
2 Advisory Reps
3 RIA Reps
12yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES STUART FALCONE

JAMES STUART FALCONE

Chief Compliance Officer, Co-Founder & Managing Director, Managing Director, Owner

CRD
#2536341
Ownership
75% or more
Available
Available
Available
MICHAEL STEVAN ROSE

MICHAEL STEVAN ROSE

Advisor, Co-Founder & Chief Investment Officer

CRD
#817872
Ownership
Less than 5%
Available
Available
Available

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Contacts

Steven Joel Rosenthal

Steven Joel Rosenthal

Advisor, Tax Consultant & Financial Advisor

CRD
#7173693
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-23-2024
02-18-2025
01-30-2026
Category Assets AVG. Account size
Discretionary $208,000,000 $702,703
Non-Discretionary $0 --
Total $208,000,000 $702,703

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Other:
Available
Cash:
Available
U.S. Government/Agency:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Other Available Available
Cash Available Available
U.S. Government/Agency Available Available
Equity - OTC Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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