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Fund Direct Advisors Inc.

Fund Direct Advisors Inc.. CRD 155363

Fund Direct Advisors Inc. logo

CRD: 155363

Fund Direct Advisors Inc.

$593.0M Total AUM
$50.0M Disc. AUM
-- 3Y CAGR
4 Employees
155 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Capital Group · State Street · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
11-01-2010
Office Locations
1

Office Locations

201 State Street Greensboro NC

About Fund Direct Advisors Inc.

Fund Direct Advisors provides corporate retirement plan consulting and wealth management focused on helping organizations and individuals prepare for retirement. The team partners with employers on plan investment selection, participant education, and ongoing plan oversight, and offers fiduciary guidance from CERTIFIED FINANCIAL PLANNERS99. Founded in 1999 and based in Greensboro, NC, the firm brings deep 401(k) experience to custom-designed retirement programs.

Team overview

-- AVG AGE
$197.7M AVG AUM / ADVISOR
$3.8M AVG AUM / CLIENT
7.8 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
15yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

C

CHARLES CHRISTOPHER STANLEY

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, General Partner, Principal

CRD
#4433794
Ownership
25% but less than 50%
Available
Available
Available
W

WILLIAM ELBERT STANLEY III

President

CRD
#4363275
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

KENNETH RICHARD GARBER

KENNETH RICHARD GARBER

Financial Advisor, General Partner

CRD
#3147523
Available
Available
Available
DREW Anthony SAIA

DREW Anthony SAIA

Principal

CRD
#6708091
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-25-2022
12-21-2023
02-28-2024
04-01-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $50,000,000 $520,833
Non-Discretionary $543,000,000 $9,050,000
Total $593,000,000 $3,801,282

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Total Available Available

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