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Geneos Wealth Management, Inc.

Geneos Wealth Management, Inc.. CRD 120894

Geneos Wealth Management, Inc. logo

CRD: 120894

Geneos Wealth Management, Inc.

$9.2B Total AUM
$9.2B Disc. AUM
28.5% 3Y CAGR
200 Employees
21,807 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
04-01-2002
Office Locations
114

Office Locations

1 Summit CT Suite 100 Fishkill NY
100 4TH AVE SE Suite 2 Plainview MN
100 W Lawrence ST Suite 415 Appleton WI

About Geneos Wealth Management, Inc.

Geneos Wealth Management is a broker-dealer/RIA partner for independent advisory firms and wealth managers, offering responsive home-office support, advisor community, and growth-focused technology. Advisors can keep their own RIA or register under Geneos’ RIA, with custody flexibility including Pershing and Fidelity/NFS. Geneos also provides succession and acquisition options and supports ETF and mutual-fund portfolio implementation. Seven-time Broker-Dealer of the Year (Investment Advisor).

Team overview

48 AVG AGE
$46.1M AVG AUM / ADVISOR
$422.7K AVG AUM / CLIENT
11.6 yrs AVG TENURE
200 Employees
200 Advisory Reps
200 RIA Reps
24yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

J

JODEE MAY BRUBAKER-RAGER

Chief Compliance Officer, President

CRD
#1888958
Ownership
Less than 5%
Available
Available
Available
R

RUSSELL RHINE DIACHOK

Broker, DIRECTOR

CRD
#1049804
Ownership
Less than 5%
Available
Available
Available

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Contacts

MATTHEW PAUL ADRIAN

MATTHEW PAUL ADRIAN

Financial Consultant

CRD
#4461417
Available
Available
Available
J

JAMES JULE ALBERTS

President

CRD
#2768576
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-31-2022
07-31-2023
07-02-2024
03-14-2025
04-10-2026
Category Assets AVG. Account size
Discretionary $9,212,991,461 $276,061
Non-Discretionary $4,171,577 $834,315
Total $9,217,163,038 $276,145

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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