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Golden State Wealth Management, LLC

Golden State Wealth Management, LLC. CRD 167995

Golden State Wealth Management, LLC logo

CRD: 167995

Golden State Wealth Management, LLC

$2.2B Total AUM
$2.2B Disc. AUM
10.3% 3Y CAGR
45 Employees
4,192 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial · Pershing
Clients
Retail and Institutional
Established Date
08-06-2013
Office Locations
23

Office Locations

104 Jewel Basin CT, STE 2 Bigfork MT
1110 Civic Center Boulevard Suite 504b Yuba City CA
12975 Brookprinter Place Suite 130 Poway CA

About Golden State Wealth Management, LLC

Golden State Wealth Management is an SEC-registered RIA that partners with independent wealth advisors and their clients, offering flexible fee-only or hybrid affiliation, robust compliance oversight, strategic marketing and technology resources, a turnkey asset management program, and an alternative investing platform. Multi-custodial with offices nationwide; recognized on Forbes’ Top RIA Firms list four consecutive years and USA Today’s Best Financial Advisory Firms for 2025.

Reported data analysis

What the numbers show

Between May 12, 2025 and August 4, 2026, reported AUM increased 20.7%, from $1.8B to $2.2B.

Across 5 reported observations, AUM increased 43.1% between December 1, 2022 and August 4, 2026, from $1.5B to $2.2B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 45 advisory representatives and 4,192 clients, or 93.2 clients per representative. That equates to $528.6K in reported AUM per client.

The profile lists 23 reported office locations and 13 years in operation. The source data was last updated on August 4, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

46 AVG AGE
$49.2M AVG AUM / ADVISOR
$528.6K AVG AUM / CLIENT
7.4 yrs AVG TENURE
45 Employees
45 Advisory Reps
45 RIA Reps
13yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

DANIEL ROBERT CATONE

DANIEL ROBERT CATONE

Chief Compliance Officer, Managing Member, President

CRD
#4469467
Ownership
25% but less than 50%
PATRICK MICHAEL JEFFS-CATONE

PATRICK MICHAEL JEFFS-CATONE

Chief Compliance Officer, DIRECTOR, Managing Member

CRD
#5738008
Ownership
25% but less than 50%

Showing 2 of 3 owners & executives

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Contacts

L

LINDA ANN ANSCHULTZ

Advisor

CRD
#1199088
M

MATTHEW BLAIR AUCHARD

--

CRD
#4620480

Showing 2 of 47 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-01-2022
10-19-2023
11-07-2024
05-12-2025
08-04-2026
Category Assets AVG. Account size
Discretionary $2,215,873,193 $315,247
Non-Discretionary $0 --
Total $2,215,873,193 $315,247

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Separately Managed Accounts

SMA allocation detail is available

Golden State Wealth Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Golden State Wealth Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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