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Harbor Investment Advisory, LLC

Harbor Investment Advisory, LLC. CRD 151085

Harbor Investment Advisory, LLC logo

CRD: 151085

Harbor Investment Advisory, LLC

Lutherville, MD, 21093
4106598900
$6.9B Total AUM
$3.7B Disc. AUM
17.9% 3Y CAGR
35 Employees
3,588 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
BNY Mellon ยท Pershing
Clients
Retail and Institutional
Platforms
NorthHorizon peak +more
Established Date
01-04-2010
Office Locations
2

Office Locations

2330 W. Joppa Road Suite 160 Lutherville MD
51 Monroe Place 19th Floor Rockville MD

About Harbor Investment Advisory, LLC

Harbor Advisory (Harbor Investment Advisory, LLC) is a private, independent wealth and investment advisory firm founded in 2009, serving individuals, families and institutions across the U.S. The team designs portfolios and provides wealth management using public and private investment solutions, including OCIO and retirement plan consulting with participant education. No proprietary products; client assets are custodied/cleared via BNY Pershing.

Team overview

51 AVG AGE
$229.0M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
8.4 yrs AVG TENURE
35 Employees
30 Advisory Reps
30 RIA Reps
16yrs Firm Age

Insights

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Asset Classes

Optima summit Foundation Insight horizon Insight wave

Client Personas

Signal Prime foundation

Custodian

Vital Pathway vertex Pioneer ember Momentum ridge

Investment Themes

Focus Radial Vertex Meridian

Investment Vehicles

Momentum pathway

Platform

Timber eagle Peak pathway

Services

Optima capital Legacy Zenith north Timber Matrix Vector zenith Zenith Fusion wave

Technology

Foundation Radial north Glacier

Owner & Executives

R

ROBERT WILMER BLACK III

Financial Advisor, VICE PRESIDENT

CRD
#1497429
Ownership
Less than 5%
(518) 238-9890
meridian.oak@ridgecapital.com
in linkedin.com/in/catalyst-ember
R

RAYMOND PATRICK DEAN

Director, Secretary, TREASURER

CRD
#2420032
Ownership
Less than 5%
(927) 475-4575
fusion.zenith@insightcapital.com
in linkedin.com/in/summit-meridian
C

Capital eagle

Bridge value peak

CRD
#33334
Ownership
12.8%
(844) 860-6224
foundation.vertex@legacycapital.com
in linkedin.com/in/timber-bridge

Showing 2 of 4 owners & executives

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Contacts

E

EMILY REYNOLDS Allison

Vice President

CRD
#6468202
(492) 881-5589
foundation.summit@bridgecapital.com
in linkedin.com/in/delta-vertex
C

CHAMPE SEABURY ANDREWS III

Financial Advisor

CRD
#2295654
(840) 726-6270
delta.ember@signalcapital.com
in linkedin.com/in/wave-unison
V

Vector legacy

Insight frontier

CRD
#92225
(551) 798-3938
value.eagle@frontiercapital.com
in linkedin.com/in/vector-ember

Showing 2 of 32 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-25-2022
03-30-2023
09-12-2024
03-21-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $3,653,945,262 $1,255,220
Non-Discretionary $3,215,270,378 $5,111,718
Total $6,869,215,640 $1,940,456

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Separately Managed Accounts

Total SMA Asset: $6,869,215,640

$6.9B Total SMA
Equity - Exchange:
4.6%
Public Funds:
9.2%
Cash:
17.8%
Municipal Bonds:
5.5%
U.S. Government/Agency:
21.0%
Other:
20.6%
Corporate - Investment Grade:
21.3%
Asset class Assets Assets %
Equity - Exchange $211,785,255 4.6%
Public Funds $423,570,509 9.2%
Cash $819,516,854 17.8%
Municipal Bonds $253,221,500 5.5%
U.S. Government/Agency $966,845,727 21.0%
Other $948,429,618 20.6%
Corporate - Investment Grade $980,657,809 21.3%
Total $4,604,027,272 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MATRIX VALUE FOUNDATION OPTIMA ATLAS WX40CFBF4 EGUO 6.18% $89,758,901
MOMENTUM HARBOR LEGACY SIGNAL SUMMIT HXIC4FWIB XRK 11.26% $77,897,626
CATALYST SIGNAL FUSION RIDGE QUANTUM PGSL4SIQQ DABP 11.73% $2,100,452
PIONEER PATHWAY OAK EMBER CREST NW76I2EG9 EKE 3.31% $97,690,487
FUSION EAGLE PIONEER TIMBER OK34N9P4F PEST 2.44% $62,045,912
OPTIMA OAK GLACIER MERIDIAN 3B55JN8SB LREQY 3.68% $78,035,866
FUSION DELTA TIMBER GLACIER 37ULIPI3A WCZ 7.39% $119,856,643
CAPITAL PATHWAY ZENITH VECTOR DATXKWXMG UNY 10.11% $86,101,735

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