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Harbour Investments, Inc.

Harbour Investments, Inc.. CRD 19258

H

CRD: 19258

Harbour Investments, Inc.

$9.6B Total AUM
$7.6B Disc. AUM
22.0% 3Y CAGR
232 Employees
33,512 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
04-10-1987
Office Locations
142

Office Locations

100 E Chapel Street Dodgeville WI
100 N Grand AVE Suite 216 SUN Prairie WI
1025 Quinn DR Suite 100 Waunakee WI

About Harbour Investments, Inc.

Harbour Investments, Inc. is a Wisconsin-based RIA serving a network of 240+ investment advisors across 16 states. The firm supports advisors and end clients with asset management, financial planning and portfolio construction, including retirement and estate planning and insurance solutions. Investment implementation emphasizes ETFs and public funds with an asset-allocation and risk-management orientation. Works with major custodians including Schwab and Pershing.

Team overview

49 AVG AGE
$45.1M AVG AUM / ADVISOR
$286.4K AVG AUM / CLIENT
10 yrs AVG TENURE
232 Employees
213 Advisory Reps
213 RIA Reps
39yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

N

NICK WILLIAM SONDEL

Advisor, Chief Executive Officer

CRD
#1261064
Ownership
75% or more
Available
Available
Available
SCOTT OWEN CONWELL

SCOTT OWEN CONWELL

Chief Compliance Officer

CRD
#4238913
Ownership
Less than 5%
Available
Available
Available

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Contacts

Carlene Abraham

Carlene Abraham

Financial Advisor

CRD
#7766396
Available
Available
Available
PAMELA KAY AHLERS

PAMELA KAY AHLERS

Advisor

CRD
#1593463
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2022
12-05-2023
12-16-2024
12-22-2025
06-29-2026
Category Assets AVG. Account size
Discretionary $7,618,548,062 $218,215
Non-Discretionary $1,980,554,626 $203,845
Total $9,599,102,688 $215,087

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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