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- Custodian
- Charles Schwab & Company ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-10-1987
- Office Locations
- 140
Office Locations
About Harbour Investments, Inc.
Harbour Investments, Inc. is a Wisconsin-based RIA serving a network of 240+ investment advisors across 16 states. The firm supports advisors and end clients with asset management, financial planning and portfolio construction, including retirement and estate planning and insurance solutions. Investment implementation emphasizes ETFs and public funds with an asset-allocation and risk-management orientation. Works with major custodians including Schwab and Pershing.
Reported data analysis
What the numbers show
Between December 22, 2025 and June 29, 2026, reported AUM increased 26.8%, from $7.6B to $9.6B.
Across 5 reported observations, AUM increased 104.1% between November 29, 2022 and June 29, 2026, from $4.7B to $9.6B.
Of the latest reported AUM, 79.4% is discretionary and 20.6% is non-discretionary.
The firm reports 213 advisory representatives and 33,512 clients, or 157.3 clients per representative. That equates to $286.4K in reported AUM per client.
The profile lists 140 reported office locations and 39 years in operation. The source data was last updated on August 5, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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AdvizorPro subscribers can review Harbour Investments, Inc.'s detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Harbour Investments, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
NICK WILLIAM SONDEL
Advisor, Chief Executive Officer
- CRD
- #1261064
- Ownership
- 75% or more
SCOTT OWEN CONWELL
Chief Compliance Officer
- CRD
- #4238913
- Ownership
- Less than 5%
Showing 2 of 9 owners & executives
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Carlene Abraham
Financial Advisor
- CRD
- #7766396
PAMELA KAY AHLERS
Advisor
- CRD
- #1593463
Showing 2 of 296 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $7,618,548,062 | $218,215 |
| Non-Discretionary | $1,980,554,626 | $203,845 |
| Total | $9,599,102,688 | $215,087 |
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Separately Managed Accounts
SMA allocation detail is available
Harbour Investments, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2026
Review the latest reported holdings
Harbour Investments, Inc.'s 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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