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Harfst AND Associates, Inc.

Harfst AND Associates, Inc.. CRD 145090

Harfst AND Associates, Inc. logo

CRD: 145090

Harfst AND Associates, Inc.

Sheridan, WY, 82801
3072185667
$783.2M Total AUM
$783.2M Disc. AUM
9.2% 3Y CAGR
8 Employees
539 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Raymond James
Clients
Retail and Institutional
Platforms
Oak
Established Date
09-27-2007
Office Locations
1

Office Locations

1949 Sugarland Drive #220 Sheridan WY

About Harfst AND Associates, Inc.

Harfst and Associates, Inc. is a Sheridan, WY wealth management and investment advisory firm serving families and retirees, along with business owners, nonprofits, endowments/foundations, and corporate retirement plans. The team builds comprehensive, goal-aligned plans and manages portfolios with a client-focused approach, with allocations implemented heavily via ETFs and public funds. Custody relationships include Raymond James and Charles Schwab.

Team overview

-- AVG AGE
$391.6M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
13.2 yrs AVG TENURE
8 Employees
2 Advisory Reps
3 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Focus Glacier

Client Personas

Alpha Signal Atlas legacy

Custodian

Radial Timber Peak

Investment Themes

Signal timber Wave North

Investment Vehicles

Zenith oak

Platform

Unison glacier

Services

Bridge Frontier ember Legacy ember Foundation wave Glacier element Signal Signal Ember Unison insight Focus focus Beacon harbor Meridian delta Alpha

Technology

Focus vector

Owner & Executives

ROBBY DEAN HARFST

ROBBY DEAN HARFST

Chief Compliance Officer, Financial Advisor, General Partner, President

CRD
#2319056
Ownership
75% or more
(287) 856-4262
unison.glacier@vitalcapital.com
in linkedin.com/in/value-delta
DANETTE JOSEPHINE HARFST

DANETTE JOSEPHINE HARFST

CHIEF OPERATING OFFICER, Financial Advisor, General Partner

CRD
#6026186
Ownership
10% but less than 25%
(673) 551-8502
value.foundation@signalcapital.com
in linkedin.com/in/optima-foundation

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Contacts

M

Michelle M Stallsworth

Relationship Manager

CRD
#7212388
(209) 877-9622
vital.fusion@foundationcapital.com
in linkedin.com/in/zenith-beacon

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-08-2022
09-29-2023
05-08-2024
11-04-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $783,168,606 $509,212
Non-Discretionary $37,397 $37,397
Total $783,206,003 $508,906

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Separately Managed Accounts

Total SMA Asset: $783,206,003

$783.2M Total SMA
Equity - Exchange:
20.9%
Public Funds:
11.9%
U.S. Government/Agency:
10.0%
Cash:
27.6%
Corporate - Investment Grade:
13.4%
Municipal Bonds:
16.2%
Asset class Assets Assets %
Equity - Exchange $1,766,181,925 20.9%
Public Funds $1,005,625,115 11.9%
U.S. Government/Agency $845,063,122 10.0%
Cash $2,332,374,217 27.6%
Corporate - Investment Grade $1,132,384,584 13.4%
Municipal Bonds $1,369,002,259 16.2%
Total $8,450,631,222 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
LEGACY RADIAL PIONEER MERIDIAN QIY8PSQVP JVR 1.80% $4,643,258
FOCUS EMBER LEGACY QUANTUM EAGLE DK2U3WTZT MECLI 3.32% $40,176,467
SUMMIT CREST EMBER VALUE N1X7Q42T6 VHI 4.44% $77,347,253
INSIGHT BRIDGE OPTIMA VITAL BEACON PMGPD01DK CPWS 8.19% $81,129,010
FOUNDATION FRONTIER PATHWAY INSIGHT X9U1ABOKW JMVE 6.14% $78,203,630
MOMENTUM VERTEX VALUE DELTA 121TPIQQD RNS 1.59% $55,572,047
EMBER PIONEER ALPHA FOCUS NORTH BKTSN2IJW HKSYT 3.11% $87,666,144
ATLAS HARBOR PIONEER PIONEER DELTA 54TDRQD93 TYD 9.31% $28,212,753

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