This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 08-22-2003
- Office Locations
- 6
Office Locations
About Harmony Asset Management LLC
Harmony Asset Management is an SEC-registered, fee-based fiduciary RIA serving high net-worth individuals, businesses, foundations, and active/retired military. The firm provides investment management and financial planning across retirement plans, trusts, and taxable accounts, emphasizing high-touch, real-person communication. Portfolios are ETF-centric, and the firm was recognized by InvestmentNews as a fastest-growing fee-only RIA (2023).
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ALAN EDWARD ROSENFIELD
Chief Compliance Officer, Managing Director
- CRD
- #1129174
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
MICHAEL SMITH ALOIAN
Director
- CRD
- #7492609
DALE JOSEPH BOETTCHER
Director
- CRD
- #1228871
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $416,603,530 | $796,565 |
| Non-Discretionary | $45,910,021 | $581,140 |
| Total | $462,513,551 | $768,295 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing