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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Zenith insight
- Established Date
- 10-01-2003
- Office Locations
- 1
Office Locations
About Hartley Advisors Corp.
Hartley Advisors is a boutique, family-owned registered investment adviser (founded 2003) providing fiduciary, customized investment management for individuals, families, and businesses. Portfolios are commonly implemented with ETFs alongside corporate bonds and cash. The team emphasizes objective, unbiased advice and invests personally in the same securities it recommends; client assets are custodied at Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
THOMAS KENNETH HARTLEY
Chief Compliance Officer, Investment Advisor, Vice President
- CRD
- #6374393
- Ownership
- 75% or more
KENNETH MARK HARTLEY
Investment Advisor, President
- CRD
- #4771364
- Ownership
- 10% but less than 25%
Frontier vital
Peak frontier
- CRD
- #65748
- Ownership
- 32.6%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $103,885,000 | $254,620 |
| Non-Discretionary | $3,350,000 | $1,675,000 |
| Total | $107,235,000 | $261,549 |
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Separately Managed Accounts
Total SMA Asset: $107,235,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $444,739,670 | 19.6% |
| Corporate - Investment Grade | $385,743,591 | 17.0% |
| Cash | $249,598,794 | 11.0% |
| Corporate - Non-Investment Grade | $238,253,395 | 10.5% |
| Other | $950,744,499 | 41.9% |
| Total | $2,269,079,949 | 100.0% |