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Hathaway Financial LLC

Hathaway Financial LLC. CRD 298378

Hathaway Financial LLC logo

CRD: 298378

Hathaway Financial LLC

SAN Jose, CA
9714094180
$39.4M Total AUM
$39.2M Disc. AUM
-- 3Y CAGR
1 Employees
21 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
ValueEagle +more
Established Date
09-18-2018
Office Locations
1

Office Locations

-- SAN Jose CA

About Hathaway Financial LLC

Hathaway Financial is a commission-free, fiduciary RIA providing investment management and comprehensive planning for individuals, executives, and small business owners. Services include retirement and tax planning, insurance/risk reviews, executive counseling on equity comp and 401(k)s, and small-business retirement plans. Portfolios are built to long-term goals with risk management, with a strong ETF tilt and Schwab as a primary custodian.

Team overview

-- AVG AGE
$39.4M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
7.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Oak Delta Atlas Radial

Client Personas

Ridge pathway Delta

Custodian

Wave alpha Alpha vector Zenith vital Summit Zenith

Fund Managers

Element eagle North vital

Investment Themes

Zenith Timber peak Momentum Vital Matrix

Investment Vehicles

Momentum meridian

Services

Glacier Fusion Beacon vertex Zenith Pioneer Catalyst Vertex Fusion Zenith

Technology

Horizon Alpha alpha Frontier wave Atlas focus North

Owner & Executives

John Hathaway

John Hathaway

Chief Compliance Officer, Managing Member

CRD
#7006807
Ownership
75% or more
(670) 759-9937
timber.prime@eaglecapital.com
in linkedin.com/in/zenith-delta

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $39,186,355 --
Non-Discretionary $210,640 --
Total $39,396,995 --

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Separately Managed Accounts

Total SMA Asset: $39,396,995

$39.4M Total SMA
Equity - Exchange:
41.1%
Public Funds:
46.5%
Cash:
12.4%
Asset class Assets Assets %
Equity - Exchange $1,382,463,473 41.1%
Public Funds $1,564,101,009 46.5%
Cash $417,093,602 12.4%
Total $3,363,658,084 100.0%

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