This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 09-18-2018
- Office Locations
- 1
Office Locations
About Hathaway Financial LLC
Hathaway Financial is a commission-free, fiduciary RIA providing investment management and comprehensive planning for individuals, executives, and small business owners. Services include retirement and tax planning, insurance/risk reviews, executive counseling on equity comp and 401(k)s, and small-business retirement plans. Portfolios are built to long-term goals with risk management, with a strong ETF tilt and Schwab as a primary custodian.
Reported data analysis
What the numbers show
Of the latest reported AUM, 99.5% is discretionary and 0.5% is non-discretionary.
The firm reports 1 advisory representatives and 21 clients, or 21 clients per representative. That equates to $1.9M in reported AUM per client.
The profile lists 1 reported office location and 7 years in operation. The source data was last updated on February 18, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Hathaway Financial LLC's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Fund Managers
- Investment Themes
- Investment Vehicles
- Services
- Technology
Unlock the underlying categories and values
The full Hathaway Financial LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
John Hathaway
Chief Compliance Officer, Managing Member
- CRD
- #7006807
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $39,186,355 | -- |
| Non-Discretionary | $210,640 | -- |
| Total | $39,396,995 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Hathaway Financial LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.