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- Custodian
- Ascensus · Assetmark · Fidelity/NFS · Folio Investments · Nationwide · Principal
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 06-01-2003
- Office Locations
- 16
Office Locations
About Hazard & Siegel Advisory Services LLC
Hazard & Siegel Advisory Services supports fiercely independent financial professionals as a broker-dealer partner and provides personalized financial advice to individuals, businesses, and groups. The team focuses on transparent planning-led guidance spanning retirement and investment planning, tax and estate considerations, insurance/annuity solutions, and risk management. Investment implementation includes mutual funds, ETFs, and fixed income, with custody options that include Fidelity/NFS.
Reported data analysis
What the numbers show
Between April 1, 2025 and March 31, 2026, reported AUM increased 18.8%, from $378.5M to $449.8M.
Across 5 reported observations, AUM increased 75.8% between September 9, 2022 and March 31, 2026, from $255.8M to $449.8M.
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 23 advisory representatives and 303 clients, or 13.2 clients per representative. That equates to $1.5M in reported AUM per client.
The profile lists 16 reported office locations and 23 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Services
- Technology
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Owner & Executives
ALEXANDER SOTIR JOSEPH JR
Chief Executive Officer
- CRD
- #1092307
- Ownership
- 75% or more
DAVID MARK MULLEN
Chief Compliance Officer, President
- CRD
- #1327419
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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BRIAN CHARLES CAMERON
Owner
- CRD
- #1069681
DOUGLAS JAMES CRONIN
Principal
- CRD
- #4806188
Showing 2 of 28 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $449,795,352 | $1,535,138 |
| Total | $449,795,352 | $1,535,138 |
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Separately Managed Accounts
SMA allocation detail is available
Hazard & Siegel Advisory Services LLC has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.