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Hazard & Siegel Advisory Services LLC

Hazard & Siegel Advisory Services LLC. CRD 151462

Hazard & Siegel Advisory Services LLC logo

CRD: 151462

Hazard & Siegel Advisory Services LLC

Dewitt, NY, 13214
3154140722
hazardsiegel.com
$449.8M Total AUM
$0 Disc. AUM
17.5% 3Y CAGR
24 Employees
303 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Ascensus · Assetmark · Fidelity/NFS · Folio Investments · Nationwide · Principal
Clients
Retail and Institutional
Platforms
Pioneer emberVector zenith
Established Date
06-01-2003
Office Locations
16

Office Locations

1055 East Mahoning Street Punxsutawney PA
2875 Union RD Suite 21 Cheekowaga NY
432 North Franklin ST Syracuse NY

About Hazard & Siegel Advisory Services LLC

Hazard & Siegel Advisory Services supports fiercely independent financial professionals as a broker-dealer partner and provides personalized financial advice to individuals, businesses, and groups. The team focuses on transparent planning-led guidance spanning retirement and investment planning, tax and estate considerations, insurance/annuity solutions, and risk management. Investment implementation includes mutual funds, ETFs, and fixed income, with custody options that include Fidelity/NFS.

Team overview

35 AVG AGE
$19.6M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
7.1 yrs AVG TENURE
24 Employees
23 Advisory Reps
23 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Foundation meridian Momentum

Client Personas

Matrix Ember value

Investment Themes

Eagle Meridian Prime

Investment Vehicles

Pathway harbor

Services

Pathway vital Delta zenith Momentum Vertex quantum Prime frontier Beacon focus Beacon Bridge signal

Technology

North Beacon ridge

Owner & Executives

A

ALEXANDER SOTIR JOSEPH JR

Chief Executive Officer

CRD
#1092307
Ownership
75% or more
(334) 749-1437
legacy.peak@frontiercapital.com
in linkedin.com/in/signal-legacy
DAVID MARK MULLEN

DAVID MARK MULLEN

Chief Compliance Officer, President

CRD
#1327419
Ownership
10% but less than 25%
(371) 866-7332
radial.vital@harborcapital.com
in linkedin.com/in/prime-prime

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Contacts

B

BRIAN CHARLES CAMERON

Owner

CRD
#1069681
(830) 984-2855
foundation.zenith@catalystcapital.com
in linkedin.com/in/ember-bridge
D

DOUGLAS JAMES CRONIN

Principal

CRD
#4806188
(974) 604-4183
bridge.pioneer@harborcapital.com
in linkedin.com/in/pathway-insight
E

Ember horizon

Delta insight atlas

CRD
#26592
(713) 677-1789
value.glacier@oakcapital.com
in linkedin.com/in/quantum-value

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-09-2022
11-06-2023
03-27-2024
04-01-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $449,795,352 $1,535,138
Total $449,795,352 $1,535,138

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Separately Managed Accounts

Total SMA Asset: $449,795,352

$449.8M Total SMA
Public Funds:
5.4%
Equity - Exchange:
18.9%
U.S. Government/Agency:
5.5%
Municipal Bonds:
20.9%
Cash:
17.6%
Corporate - Investment Grade:
5.8%
Corporate - Non-Investment Grade:
21.3%
Equity - OTC:
4.6%
Asset class Assets Assets %
Public Funds $136,657,928 5.4%
Equity - Exchange $478,302,747 18.9%
U.S. Government/Agency $139,188,630 5.5%
Municipal Bonds $528,916,794 20.9%
Cash $445,403,616 17.6%
Corporate - Investment Grade $146,780,737 5.8%
Corporate - Non-Investment Grade $539,039,603 21.3%
Equity - OTC $116,412,308 4.6%
Total $2,530,702,363 100.0%

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