This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-01-1997
- Office Locations
- 3
Office Locations
About Heffernan Advisory, Inc.
Heffernan Financial is an independent, SEC-registered RIA with 30+ years of experience serving families, business owners, and retirees. The team provides fiduciary financial planning and investment management for retirement accounts, wealth-building investments, and education planning, with a values-first approach. Custody relationships include Schwab and Fidelity/NFS.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
FRANCIS MICHAEL HEFFERNAN
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
JAMES DOUGLASS HOYT
Chief Compliance Officer, Founder, President
- CRD
- #2264252
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
Unlock allContacts
JASON J DITTBERNER
Wealth Management Advisor
- CRD
- #6613437
DAVIS Nicholas HOYT
Wealth Management Advisor
- CRD
- #6097213
Showing 2 of 12 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $409,585,443 | $603,219 |
| Non-Discretionary | $0 | -- |
| Total | $409,585,443 | $603,219 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing