CRD: 126236
Hennion & Walsh Asset Management, Inc.
$768.8M Total AUM
$741.7M Disc. AUM
17.6% 3Y CAGR
75 Employees
1,112 ADV. Clients
36 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- First Clearing · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Vertex eagleFocus insight +more
- Established Date
- 11-01-1989
- Office Locations
- 4
Office Locations
2001 Route 46 Waterview Plaza Parsippany NJ
777 Suite 500 Boca Raton FL
777 Yamato Road Boca Raton FL
About Hennion & Walsh Asset Management, Inc.
Hennion & Walsh Asset Management, Inc. provides comprehensive wealth management and investment guidance, including municipal bond solutions and broader market investments. The firm differentiates with a “Second Opinion” review of client portfolios to help identify opportunities that may be missed. Operates across retail and institutional channels and works with clearing partners such as Wells Fargo.
Team overview
44 AVG AGE
$69.9M AVG AUM / ADVISOR
$691.4K AVG AUM / CLIENT
10.8 yrs AVG TENURE
75 Employees
11 Advisory Reps
55 RIA Reps
36yrs Firm Age
Insights
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Asset Classes
Pioneer Vertex Horizon Unison wave Optima quantum
Client Personas
Atlas
CRM
Ember
Custodian
Value ridge Optima fusion Capital meridian Unison Ridge Capital focus Eagle bridge Peak vector
Investment Themes
Fusion alpha North focus Delta Signal radial
Investment Vehicles
Pathway Ridge
Platform
Value value
Services
Capital Frontier Wave Atlas meridian Capital Pioneer Crest focus Horizon
Technology
Horizon element Optima Signal Meridian insight
Owner & Executives
R
RICHARD HENNION
Owner, Partner
- CRD
- #1315386
- Ownership
- 50% but less than 75%
(208) 260-9215
catalyst.ember@legacycapital.com
in linkedin.com/in/signal-momentum
W
WILLIAM WALTER WALSH
Owner, Partner
- CRD
- #1174993
- Ownership
- 50% but less than 75%
(511) 443-2217
zenith.zenith@crestcapital.com
in linkedin.com/in/delta-oak
P
Prime momentum
Vector oak
- CRD
- #31514
- Ownership
- 21.4%
(926) 340-5978
foundation.zenith@legacycapital.com
in linkedin.com/in/glacier-legacy
Showing 2 of 4 owners & executives
Unlock allContacts
ZACHARY COLIN ARMSTRONG
--
- CRD
- #6091357
(801) 839-9925
harbor.element@bridgecapital.com
in linkedin.com/in/timber-signal
Justin Bischer
--
- CRD
- #7480053
(877) 878-3522
ridge.wave@oakcapital.com
in linkedin.com/in/focus-unison
I
Insight eagle
Focus oak
- CRD
- #44264
(830) 361-4282
vital.capital@vertexcapital.com
in linkedin.com/in/foundation-summit
Showing 2 of 73 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $741,718,409 | $413,905 |
| Non-Discretionary | $27,109,434 | $934,808 |
| Total | $768,827,843 | $422,201 |
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Separately Managed Accounts
Total SMA Asset: $768,827,843
Public Funds:
33.9% Equity - Exchange:
6.2% Cash:
29.5% U.S. Government/Agency:
30.4% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $462,032,210 | 33.9% |
| Equity - Exchange | $84,501,466 | 6.2% |
| Cash | $402,063,428 | 29.5% |
| U.S. Government/Agency | $414,329,770 | 30.4% |
| Total | $1,362,926,874 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| SIGNAL VALUE | DELTA CAPITAL | RBKUPIUI9 | HFUAY | 1.03% | $9,513,423 |
| FOCUS TIMBER SIGNAL | NORTH MOMENTUM | T5WXQAN1U | FBH | 4.75% | $119,196,068 |
| GLACIER UNISON | OPTIMA BRIDGE | CQUL4VKT1 | QYW | 9.58% | $104,451,646 |
| TIMBER WAVE EMBER | FUSION RIDGE | 3D6V1NE0R | ZTN | 3.63% | $54,859,019 |
| RIDGE PIONEER BEACON | RADIAL LEGACY | AMAFFLC10 | CBO | 3.86% | $44,918,118 |
| NORTH SUMMIT GLACIER | PATHWAY HORIZON | OP8621SPI | PPIWF | 3.58% | $42,013,325 |
| FOCUS ATLAS RIDGE | FOCUS GLACIER | LT6TGRM41 | RIEW | 8.50% | $60,850,475 |
| QUANTUM PATHWAY | BEACON OAK | WPN7096ZA | TZXUL | 2.20% | $17,438,355 |