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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 11-10-2011
- Office Locations
- 2
Office Locations
About Heritage Wealth Management
Heritage Wealth Management is a Massachusetts-based RIA providing portfolio management and a family advisory approach, with planning support across estate planning, insurance, and business succession. The firm focuses on asset allocation using ETFs and mutual funds, with experience across fixed income, real estate, and natural resources. Primary custodian is Charles Schwab.
Reported data analysis
What the numbers show
Between June 25, 2025 and August 4, 2026, reported AUM increased 29.5%, from $118.3M to $153.2M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 218 clients, or 109 clients per representative. That equates to $702.9K in reported AUM per client.
The profile lists 2 reported office locations and 14 years in operation. The source data was last updated on August 4, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Heritage Wealth Management record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
VINCENT SERRATORE
Founder, Senior Managing Director
- CRD
- #2656617
- Ownership
- 75% or more
Katherine Salome Horgan
Chief Investment Officer, SENIOR MANAGING PRINCIPAL, Senior Vice President
- CRD
- #1601776
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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David Andrews
Financial Planner
- CRD
- --
Jason Campbell
Co-Chief Investment Officer
- CRD
- --
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $153,221,579 | $415,235 |
| Non-Discretionary | $0 | -- |
| Total | $153,221,579 | $415,235 |
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Separately Managed Accounts
SMA allocation detail is available
Heritage Wealth Management has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2024
Review the latest reported holdings
Heritage Wealth Management's 13F holdings detail is available for Q2 2024, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.