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Hicks Capital Management, LLC

Hicks Capital Management, LLC. CRD 158609

Hicks Capital Management, LLC logo

CRD: 158609

Hicks Capital Management, LLC

$344.7M Total AUM
$340.7M Disc. AUM
36.0% 3Y CAGR
5 Employees
252 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
10-03-2011
Office Locations
1

Office Locations

4200 Regent Street, Suite 200 Columbus OH

About Hicks Capital Management, LLC

Hicks Capital Management is an independently owned, SEC-registered RIA with offices in Ohio and Southwest Florida, serving business owners, professionals, and retirees (including Ohio-based snowbirds). The firm provides financial planning and discretionary investment management, with portfolios primarily using public funds/ETFs and fixed income. Assets are custodied with Fidelity/NFS, and the team emphasizes integrating wealth and charitable giving goals.

Team overview

51 AVG AGE
$86.2M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
11 yrs AVG TENURE
5 Employees
4 Advisory Reps
4 RIA Reps
14yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

TIMOTHY D HICKS

TIMOTHY D HICKS

Financial Advisor, General Partner, Managing Member

CRD
#4180057
Ownership
75% or more
Available
Available
Available
LINDA MAE CASH

LINDA MAE CASH

Chief Compliance Officer

CRD
#2489120
Ownership
Less than 5%
Available
Available
Available

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Contacts

DAVID JOHN FIEST

DAVID JOHN FIEST

Analyst

CRD
#4989913
Available
Available
Available
JASON SCOTT MOORE

JASON SCOTT MOORE

Private Wealth Advisor

CRD
#2589788
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-25-2022
07-25-2023
03-25-2024
03-11-2025
06-15-2026
Category Assets AVG. Account size
Discretionary $340,674,202 $337,635
Non-Discretionary $4,066,798 $369,709
Total $344,741,000 $337,981

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Corporate - Non-Investment Grade:
Available
Derivatives:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Corporate - Non-Investment Grade Available Available
Derivatives Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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