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Holderness Investments CO

Holderness Investments CO. CRD 106530

Holderness Investments CO logo

CRD: 106530

Holderness Investments CO

$660.7M Total AUM
$641.6M Disc. AUM
-- 3Y CAGR
8 Employees
339 ADV. Clients
31 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
08-14-1995
Office Locations
2

Office Locations

2102 N. ELM Street Suite C Greensboro NC
5960 Fairview Road Suite 400 Charlotte NC

About Holderness Investments CO

Holderness Investments CO is a Greensboro-based RIA with 2 offices. The firm has been operating for 31 years. Managing $660.7M in total assets under management, with 6 advisory representatives. They custody assets with Charles Schwab & Company.

Reported data analysis

What the numbers show

Between March 26, 2025 and March 30, 2026, reported AUM increased 6.4%, from $621.0M to $660.7M.

Across 5 reported observations, AUM increased 52.2% between March 18, 2022 and March 30, 2026, from $434.0M to $660.7M.

Of the latest reported AUM, 97.1% is discretionary and 2.9% is non-discretionary.

The firm reports 6 advisory representatives and 339 clients, or 56.5 clients per representative. That equates to $1.9M in reported AUM per client.

The profile lists 2 reported office locations and 31 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

55 AVG AGE
$110.1M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
10.7 yrs AVG TENURE
8 Employees
6 Advisory Reps
6 RIA Reps
31yrs Firm Age

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Available data coverage

  • Asset Classes
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

RICHARD THURSTON HOLDERNESS

RICHARD THURSTON HOLDERNESS

Investment Advisor, President

CRD
#2664120
Ownership
75% or more
K

KIM CUMMINGS EDER

Chief Compliance Officer, Vice President

CRD
#4356320
Ownership
25% but less than 50%

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Contacts

S

SHEILA MAY FALLS

Investment Advisor

CRD
#5995676
JONATHAN MICHAEL MORGAN

JONATHAN MICHAEL MORGAN

Senior Portfolio Manager

CRD
#2789505

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-18-2022
11-01-2023
08-23-2024
03-26-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $641,606,039 $848,685
Non-Discretionary $19,109,720 $868,624
Total $660,715,759 $849,249

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Separately Managed Accounts

SMA allocation detail is available

Holderness Investments CO has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Holderness Investments CO's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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