CRD: 145521
Hollow Brook Wealth Management LLC
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-08-2008
- Office Locations
- 1
Office Locations
About Hollow Brook Wealth Management LLC
Hollow Brook Wealth Management is a Katonah, NY RIA serving high-net-worth individuals and multigenerational families with a disciplined, research-driven approach aimed at preserving and growing capital across market cycles. The firm delivers personalized asset allocation, portfolio construction, manager selection, and ongoing optimization, and coordinates portfolio management with tax, accounting, and estate planning. Custody includes Pershing and the team publishes regular market insights.
Team overview
Insights
Asset Classes
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ALAN LEE BAZAAR
Chief Executive Officer, Co-Chief Investment Officer, Partner
- CRD
- --
- Ownership
- 50% but less than 75%
PHILIP ERNST RICHTER
Chief Compliance Officer, Co-Chief Investment Officer, FOUNDER, President
- CRD
- #4881470
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $832,548,371 | $1,538,906 |
| Non-Discretionary | $534,581,516 | $8,622,283 |
| Total | $1,367,129,887 | $2,267,214 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Private Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Public Funds | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing